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Experience Level
Experience
Qualifications
The ideal candidate will possess a strong understanding of regulatory frameworks, excellent analytical skills, and the ability to communicate effectively with stakeholders. A degree in finance, law, or a related field is preferred.
About the job
Join our dynamic team at IQEQ, a leading provider of fund administration, accounting, and regulatory compliance solutions for alternative assets. We are seeking a dedicated Associate in Regulatory Compliance to support our clients in navigating complex regulatory environments.
About IQEQ
At IQEQ, we pride ourselves on delivering exceptional service and expertise in the alternative assets sector. Our global presence and innovative solutions allow us to meet the unique needs of our clients.
About Us:DV Trading, established over 15 years ago and based in Chicago, has expanded to a workforce of over 450 professionals across North America and Europe. Since our transition from a large brokerage in 2016, we have swiftly evolved into an independent proprietary trading firm, leveraging our own capital, innovative trading strategies, and robust risk ma…
Company OverviewInteractive Brokers Group, Inc. (Nasdaq: IBKR) is a leading global financial services firm, headquartered in the vibrant town of Greenwich, CT, USA. With a presence in over 15 countries, we have consistently been a pioneer in financial innovation for more than four decades, recognized for our advanced technology and unwavering commitment to our clients.Our affiliates provide comprehensive electronic brokerage services around the clock for stocks, options, futures, currencies, bonds, and funds to clients spanning over 200 nations and territories. We cater to both individual investors and institutional clients, including financial advisors, hedge funds, and introducing brokers. Our state-of-the-art technology, competitive pricing, and expansive global market empower our clients to maximize their investment potential.For six consecutive years, Barron’s has honored Interactive Brokers as the #1 online broker. We invite you to join our dynamic, multinational team and contribute to a company that simplifies and enhances financial opportunities through cutting-edge technology.This role offers a hybrid work model (3 days in the office / 2 days remote).
Full-time|On-site|Chicago, Illinois, United States
Join Zoro Tools, Inc. as a Product Compliance Analyst and play a pivotal role in ensuring our products meet regulatory standards. You will collaborate closely with product development teams to analyze compliance requirements and assist in the certification process. Your analytical skills will help maintain our commitment to quality and safety in our offerings.
About AlphaSense: AlphaSense is a premier market intelligence platform that empowers leading companies to eliminate uncertainty in their decision-making processes. Leveraging advanced AI technology, we deliver reliable insights drawn from a vast array of trusted public and private content, including equity research, company filings, event transcripts, expert calls, and news articles. Our expansive content library is designed to provide professionals with the critical information they need to make informed decisions.With the acquisition of Tegus in 2024, AlphaSense is poised to enhance our mission of enabling smarter decision-making through AI-driven insights. This partnership will foster innovation and growth, broadening our content offerings to deliver even more comprehensive insights. We are proud to serve over 6,000 enterprise clients, including a significant portion of the S&P 500. Established in 2011, AlphaSense is headquartered in New York City and has a global workforce of over 2,000 employees, with offices across the United States, the United Kingdom, Finland, India, Singapore, Canada, and Ireland. Join us in our journey!About the Team:The Compliance team at Tegus by AlphaSense plays a vital role in facilitating meaningful conversations between our clients and industry experts. Due to the sensitive nature of these discussions, maintaining compliance is essential to our operations, contributing significantly to our value proposition. Our team is dedicated to providing actionable insights while upholding the highest legal and regulatory standards.About the Role: As a Compliance Analyst, you will be instrumental in supporting our content generation efforts while safeguarding our clients against potential exposure to sensitive information. You will immerse yourself in Tegus' innovative compliance program, reviewing expert call transcripts to ensure adherence to compliance standards. This is a dynamic role requiring agility and the ability to operate effectively under tight deadlines.
About Akuna Capital:Akuna Capital is an innovative trading firm based in Chicago, dedicated to leveraging cutting-edge technology and data-driven solutions in the financial markets. As a leading options market-maker, we pride ourselves on providing competitive quotes and exceptional liquidity. Our success is rooted in our ability to design and implement low-latency technologies, trading strategies, and sophisticated mathematical models.Founded in Sydney, our partners established Akuna Capital in 2011, and we have since expanded our operations to key financial hubs worldwide, including offices in Sydney, Shanghai, London, and Singapore.Role Overview:We are seeking a motivated Junior Compliance Analyst to join our Compliance team. In this role, you will assist in ensuring that Akuna meets all regulatory obligations. The ideal candidate will have a foundational understanding of options, futures products, equities, and cryptocurrency. You should possess strong analytical skills, meticulous attention to detail, and effective communication abilities to collaborate with our Trading team.
Full-time|On-site|Chicago; Dallas; Los Angeles; Minneapolis; New York; San Francisco; Seattle
The Compliance Manager at West Monroe Partners focuses on upholding regulatory standards and internal policies across the organization. This position calls for a strong understanding of compliance risks and the ability to develop practical solutions to address them. Role overview This role involves working with teams from different departments to promote ethical practices and a culture of compliance. The Compliance Manager identifies potential risks, advises on best practices, and supports the implementation of compliance strategies. Key responsibilities Monitor and interpret relevant regulations and internal policies Identify compliance risks and recommend mitigation strategies Collaborate with cross-functional teams to reinforce compliance standards Support efforts to foster ethical conduct throughout the company Locations This position is available in Chicago, Dallas, Los Angeles, Minneapolis, New York, San Francisco, and Seattle.
Join Harrison Street Asset Management, a premier global alternative investment management firm, as a Compliance Associate. We specialize in innovative real estate, infrastructure, and credit strategies across North America and Europe, managing over $108 billion in assets for institutional investors and registered investment advisors worldwide.Our Chicago headquarters, along with offices in Toronto and London, fosters a culture of innovation and expertise, driven by a dedicated team of 520 professionals. We are committed to delivering long-term value through strategic insights and deep sector knowledge.As a Compliance Associate, you will play a vital role in our Compliance team, focusing on the onboarding of investors, supporting our Investor Relations team, and assisting in the administration of the firm’s compliance program. While prior compliance experience is preferred, we welcome self-motivated candidates with exceptional written and verbal communication skills. This role, while not formally part of the legal department, will report directly or indirectly to our General Counsel. Candidates with legal training are also encouraged to apply. You must be adept at managing multiple assignments with varying timelines.This position is based in our Chicago office.
Full-time|On-site|Chicago, Illinois, United States
Join Metropolis as an Operational Compliance Auditor in Chicago, Illinois, where you will play a critical role in ensuring the adherence to regulatory standards and internal policies. In this position, you will conduct audits, assess compliance risks, and provide recommendations to enhance operational efficiency. Your analytical skills will help us uphold our commitment to integrity and excellence.
Join zeneducate as a Compliance Specialist in our Chicago office, where you will play a crucial role in ensuring our operations adhere to regulatory standards and internal policies. In this position, you will be responsible for conducting compliance audits, evaluating risk management strategies, and collaborating with various departments to enhance compliance practices. Your expertise will help us maintain our commitment to integrity and excellence.
ABOUT CIM GROUP:CIM Group is a dynamic community-oriented real estate and infrastructure owner, operator, lender, and developer. Our dedicated team collaborates to identify and generate value in real assets, positively impacting the communities we serve. Since our inception in 1994 in Southern California, we have grown into a diverse workforce of over 900 employees, managing projects throughout the Americas. Our initiatives have created jobs, fostered comfortable living and working environments, and established essential, sustainable infrastructure. Our unwavering commitment to enhancing communities drives us to make an even larger impact in the years ahead. We invite you to join us and help make a difference today!POSITION OVERVIEW:As the 1st Vice President of Compliance at CIM Group, you will play a pivotal role in supporting the Chief Compliance Officer (CCO) of CIM and its affiliate, OFS Management (“OFS”). Your primary responsibility will be to ensure that OFS maintains a robust compliance program that adheres to all applicable federal, state, and local laws, regulations, and standards. You will manage the day-to-day operations of the OFS compliance program and oversee a dedicated team of two compliance professionals. Additionally, you will assist the CCO in managing the compliance programs of OFS-managed registered investment companies, which includes overseeing the preparation of their 38a-1 manuals and reports to relevant boards. It is expected that you will take on the role of CCO for at least one of these investment companies. Your commitment to the highest ethical standards and a steadfast dedication to CIM’s and OFS’ culture of compliance will be essential to your success in this role.
Join Stripe as a Risk Strategist focusing on Onboarding and Compliance. In this dynamic role, you will be responsible for ensuring that our onboarding processes are secure and compliant with regulatory standards. You will analyze risk factors, develop strategies for risk mitigation, and collaborate with various teams to enhance our compliance efforts.
Founded in 1986, Marquette Associates is dedicated to delivering top-tier investment consulting services. Our commitment to client service positions us as a trusted partner, ensuring that our clients' interests and objectives are at the forefront of our operations. By combining the real-world experience of our team with innovative and critical thinking, we empower our clients to achieve their financial goals.The Regulatory & Compliance Attorney will be instrumental in managing the firm's compliance functions. Reporting directly to the Chief Compliance Officer (CCO), this role is essential for ensuring adherence to regulatory mandates, industry standards, and internal policies. The attorney will cultivate a compliance-focused culture within the organization, mitigate risks, and uphold the firm’s reputation. Additionally, they will spearhead the development, implementation, and ongoing maintenance of compliance programs in response to regulatory changes, while also providing legal insights on matters that affect both the firm and its clientele.
Role Overview The Director of Legal & Compliance Business Enablement and Analytics at Eversana guides the integration of legal, compliance, and analytics functions to strengthen operations and governance. This leader shapes company policies and delivers insights that support teams across the organization. Key Responsibilities Lead the alignment of legal and compliance efforts with business analytics to improve organizational effectiveness. Develop and refine policies that support both compliance and business goals. Advise teams on regulatory and compliance matters, ensuring the company meets all relevant requirements. Work closely with cross-functional groups to support business growth while maintaining strong governance standards. Who We’re Looking For Experienced leader skilled in navigating complex legal frameworks. Proven ability to enable business growth while upholding compliance. Strong collaborator who communicates effectively across departments. Location Chicago
As a Volunteer/Intern for the Board Compliance Director position, you will play a vital role in ensuring that all board activities are in alignment with the mission and goals of The Aparecio Foundation. Your responsibilities will include evaluating the effectiveness of board activities, identifying potential safety issues, and ensuring compliance with government laws and our foundation's policies. You will also investigate compliance issues and take corrective actions as needed to uphold our standards.
Join our dynamic team at IQEQ, a leading provider of fund administration, accounting, and regulatory compliance solutions for alternative assets. We are seeking a dedicated Associate in Regulatory Compliance to support our clients in navigating complex regulatory environments.
Join IBKR as an AML Compliance Testing & Monitoring Officer in our Chicago office, where you will play a critical role in ensuring our compliance with Anti-Money Laundering regulations. Your expertise will help safeguard our operations while enhancing our compliance framework. This position offers a dynamic work environment, opportunities for professional development, and the chance to make a significant impact in our compliance efforts.
Data Analyst – Inspire11At Inspire11, we pride ourselves on being a team of curious, intelligent, and resourceful individuals dedicated to delivering excellence in everything we do. We foster a collaborative environment where respect and high expectations drive growth and alignment with our core values. More than just a consulting firm, we are a revolution in the business and technology landscape. Our approach is unique; every initiative we undertake is designed to create measurable value for our clients. We simplify the complex, provide sustainable solutions, and continuously innovate to stay ahead in our field. Value creation is not merely discussed at Inspire11; it is a daily practice.Join us at Inspire11, where we offer more than just a job; we provide a platform for you to shape the future. If you are someone who thinks outside the box, builds with confidence, and leads with a sense of purpose, you will feel right at home here. Your unique perspective will be valued, your bold ideas will be celebrated, and your potential will be fully realized.
Join our dynamic team at StemXpert1 as a full-time Business Analyst / Data Analyst. In this role, you will leverage data analytics to support business decisions, optimize processes, and deliver actionable insights. You will work closely with cross-functional teams to identify opportunities for improvement and drive data-driven initiatives.
Join our dynamic team at 360 IT Professionals as an Eagle Technology Analyst. In this pivotal role, you will leverage your analytical skills to support various technology projects, ensuring optimal performance and integration of technology solutions. You will collaborate with cross-functional teams, analyze data trends, and contribute to strategic initiatives that drive our business forward.
Full-time|On-site|Chicago, Illinois, United States
This is a dynamic in-person role, combining fieldwork and office responsibilities, catering to clients in South Chicagoland and Northwest Indiana.City Wide Facility Solutions is eager to hire a Night Manager or Contract Compliance Manager for our franchise location in Chicago Shores (Southern Chicagoland and Northwest Indiana).Do you possess experience in building maintenance, janitorial services, or related industries? Are you equipped with strong management skills and excellent communication abilities? Are you looking for a full-time evening shift opportunity? If you answered yes, explore this exciting position with City Wide!The Night Manager is responsible for maintaining the highest quality standards across all business operations, with a particular emphasis on enhancing client satisfaction and collaborating effectively with Independent Contractors (ICs). This role requires strong independent initiative while also thriving in teamwork and adapting to a variety of facility settings, including industrial, manufacturing, office, medical, retail, and more. Critical to success is exercising sound judgment in addressing and reporting client concerns, engaging management and other stakeholders as necessary to fully meet client needs.We are looking for a committed team player with strong values, a genuine concern for people, and a consistent commitment to high standards. This individual excels in night operations, fosters positive working relationships, and embodies our brand with pride and professionalism. The ideal Night Manager serves as both a mentor and a problem-solver; someone who communicates with respect, motivates others to achieve excellence, and takes personal responsibility for honoring client commitments and delivering outstanding service.Essential Profile & FunctionsOur ideal Night Manager pairs operational discipline with exceptional interpersonal skills. This person is a dependable problem-solver who inspires others, acts with integrity, pays meticulous attention to detail, and takes pride in providing high-quality service. The ability to work autonomously, apply sound judgment, and represent City Wide with professionalism and pride is crucial for this role. Develop and Maintain Relationships: Cultivate strong, productive partnerships with ICs and in-house labor by effectively communicating client needs, collaborating to resolve issues, and supporting their success. Quality Assurance & Scope Review: Monitor and enforce quality standards through regular reviews of the scope of work, detailed inspections, and ongoing evaluations to ensure retention of existing business and acquisition of new accounts. Communication & Reporting: Provide daily updates and urgent issue notifications to the Facility Solutions Manager through nightly recaps and proactive outreach. Efficiently communicate to enable quick resolution of issues.
