Compliance Analyst

DV TradingChicago

On-site Full-time $70K/yr - $85K/yr

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Experience Level

Entry Level

Qualifications

Requirements:Bachelor’s degree with a minimum of one year of experience in a compliance or regulatory role. Exceptional written and verbal communication skills. Strong comprehension of trading and financial services compliance.

About the job

Conduct compliance and trade practice surveillance by reviewing daily reports and addressing inquiries.
Facilitate the onboarding process for new broker relationships.
Handle KYC requests effectively.
Draft and maintain internal risk and compliance policies.
Research evolving areas such as cryptocurrency regulations and international compliance standards.

About DV Trading

DV Trading is a distinguished proprietary trading firm committed to providing liquidity in financial markets while fostering a culture of compliance and innovation. Our diverse team thrives on collaboration, enabling us to adapt to the dynamic financial landscape.

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