AML Compliance Testing & Monitoring Officer

Join IBKR as an AML Compliance Testing & Monitoring Officer in our Chicago office, where you will play a critical role in ensuring our compliance with Anti-Money Laundering regulations. Your expertise will help safeguard our operations while enhancing our compliance framework. This position offers a dynamic work environment, opportunities for professional de…

Company OverviewInteractive Brokers Group, Inc. (Nasdaq: IBKR) is a leading global financial services firm, headquartered in the vibrant town of Greenwich, CT, USA. With a presence in over 15 countries, we have consistently been a pioneer in financial innovation for more than four decades, recognized for our advanced technology and unwavering commitment to our clients.Our affiliates provide comprehensive electronic brokerage services around the clock for stocks, options, futures, currencies, bonds, and funds to clients spanning over 200 nations and territories. We cater to both individual investors and institutional clients, including financial advisors, hedge funds, and introducing brokers. Our state-of-the-art technology, competitive pricing, and expansive global market empower our clients to maximize their investment potential.For six consecutive years, Barron’s has honored Interactive Brokers as the #1 online broker. We invite you to join our dynamic, multinational team and contribute to a company that simplifies and enhances financial opportunities through cutting-edge technology.This role offers a hybrid work model (3 days in the office / 2 days remote).

Join Chime as a Senior Analyst in our AML Governance & Advisory team. In this pivotal role, you will leverage your expertise to enhance our compliance framework, ensuring that our operations align with regulatory standards. You will conduct thorough risk assessments, develop strategic initiatives, and provide advisory support to various teams.Your analytical skills will be crucial in identifying potential risks and recommending effective mitigation strategies. As a thought leader, you will also be involved in enhancing our policies and procedures while collaborating closely with cross-functional teams.

The Compliance Manager at West Monroe Partners focuses on upholding regulatory standards and internal policies across the organization. This position calls for a strong understanding of compliance risks and the ability to develop practical solutions to address them. Role overview This role involves working with teams from different departments to promote ethical practices and a culture of compliance. The Compliance Manager identifies potential risks, advises on best practices, and supports the implementation of compliance strategies. Key responsibilities Monitor and interpret relevant regulations and internal policies Identify compliance risks and recommend mitigation strategies Collaborate with cross-functional teams to reinforce compliance standards Support efforts to foster ethical conduct throughout the company Locations This position is available in Chicago, Dallas, Los Angeles, Minneapolis, New York, San Francisco, and Seattle.

Join Harrison Street Asset Management, a premier global alternative investment management firm, as a Compliance Associate. We specialize in innovative real estate, infrastructure, and credit strategies across North America and Europe, managing over $108 billion in assets for institutional investors and registered investment advisors worldwide.Our Chicago headquarters, along with offices in Toronto and London, fosters a culture of innovation and expertise, driven by a dedicated team of 520 professionals. We are committed to delivering long-term value through strategic insights and deep sector knowledge.As a Compliance Associate, you will play a vital role in our Compliance team, focusing on the onboarding of investors, supporting our Investor Relations team, and assisting in the administration of the firm’s compliance program. While prior compliance experience is preferred, we welcome self-motivated candidates with exceptional written and verbal communication skills. This role, while not formally part of the legal department, will report directly or indirectly to our General Counsel. Candidates with legal training are also encouraged to apply. You must be adept at managing multiple assignments with varying timelines.This position is based in our Chicago office.

About Us:DV Trading, established over 15 years ago and based in Chicago, has expanded to a workforce of over 450 professionals across North America and Europe. Since our transition from a large brokerage in 2016, we have swiftly evolved into an independent proprietary trading firm, leveraging our own capital, innovative trading strategies, and robust risk management techniques to enhance liquidity in global financial markets and offer hedging solutions to commodity producers and consumers. Our affiliates encompass two broker-dealers, a cryptocurrency market-making firm, and a rapidly growing investment advisory service.Overview:We are seeking a motivated individual to join our Compliance Department and contribute to our expanding team. The ideal candidate will support both our futures and equities trading operations, including the broker-dealer DV Equities.Job Responsibilities:Conduct compliance and trade practice surveillance by reviewing daily reports and addressing inquiries.Facilitate the onboarding process for new broker relationships.Handle KYC requests effectively.Draft and maintain internal risk and compliance policies.Research evolving areas such as cryptocurrency regulations and international compliance standards.

Join Metropolis as an Operational Compliance Auditor in Chicago, Illinois, where you will play a critical role in ensuring the adherence to regulatory standards and internal policies. In this position, you will conduct audits, assess compliance risks, and provide recommendations to enhance operational efficiency. Your analytical skills will help us uphold our commitment to integrity and excellence.

Join Zoro Tools, Inc. as a Product Compliance Analyst and play a pivotal role in ensuring our products meet regulatory standards. You will collaborate closely with product development teams to analyze compliance requirements and assist in the certification process. Your analytical skills will help maintain our commitment to quality and safety in our offerings.

Join zeneducate as a Compliance Specialist in our Chicago office, where you will play a crucial role in ensuring our operations adhere to regulatory standards and internal policies. In this position, you will be responsible for conducting compliance audits, evaluating risk management strategies, and collaborating with various departments to enhance compliance practices. Your expertise will help us maintain our commitment to integrity and excellence.

This is an immediate contract opportunity based in downtown Chicago. We are seeking local candidates who can join our team without delay.Below are the specifics regarding the role.Software Test EngineersThis engagement is scheduled for 6 to 12 months, with a high likelihood of extension. The targeted commencement date is October 1st.Local candidates are required.We are looking for multiple skilled software testers to join our new Enterprise Quality and Release Management Center of Excellence Group. Ideal candidates should possess significant experience in Load and Performance Testing, Automation, Predictive Analysis, and DevOps. Strong communication skills are essential.

Group and Job Profile Overview: The Joint Test & Evaluation (JT&E) program focuses on assessing innovative technologies within a multifaceted and evolving joint, multi-domain operational landscape. Its objective is to devise non-material solutions aimed at bolstering the operational efficiency, suitability, and survival of the United States military.Key Responsibilities: As a vital member of the Joint Test & Evaluation Support Cell (JTSC), you will facilitate the programmatic evaluation and analysis of Combatant Command Test Nominations and oversee the successful execution of approved projects.• Perform quantitative and qualitative analyses to support JT&E initiatives and improve operational decision-making.• Employ statistical methodologies, modeling & simulation techniques, along with operations research approaches to evaluate joint military operations and enhance mission performance.• Create and execute data-driven strategies to optimize military operations, maximize force readiness, and enhance strategic planning.• Utilize advanced analytical software tools to assess operational performance and pinpoint opportunities for enhancement.• Recognize risks, limitations, and operational obstacles within joint military environments and propose analytical solutions.• Apply process modeling and analytical techniques to identify operational hurdles and devise effective remedies.• Engage in problem decomposition, concept ideation, and data-driven evaluation to support joint military initiatives.• Deliver parametric and non-parametric statistics, data analysis methodologies, computer analysis tools, basic modeling and simulation applications, and survey testing and evaluation methods.Requirements and Qualifications:• A Master’s Degree in Operations Research, Mathematics, Statistics, Engineering, or a closely related technical discipline.• A Master’s Degree in a non-technical field may be considered with 10+ years of ORSA-related experience in military or government civilian roles.• Alternatively, a Bachelor’s Degree in a similar field with relevant experience may be acceptable.

ABOUT CIM GROUP:CIM Group is a dynamic community-oriented real estate and infrastructure owner, operator, lender, and developer. Our dedicated team collaborates to identify and generate value in real assets, positively impacting the communities we serve. Since our inception in 1994 in Southern California, we have grown into a diverse workforce of over 900 employees, managing projects throughout the Americas. Our initiatives have created jobs, fostered comfortable living and working environments, and established essential, sustainable infrastructure. Our unwavering commitment to enhancing communities drives us to make an even larger impact in the years ahead. We invite you to join us and help make a difference today!POSITION OVERVIEW:As the 1st Vice President of Compliance at CIM Group, you will play a pivotal role in supporting the Chief Compliance Officer (CCO) of CIM and its affiliate, OFS Management (“OFS”). Your primary responsibility will be to ensure that OFS maintains a robust compliance program that adheres to all applicable federal, state, and local laws, regulations, and standards. You will manage the day-to-day operations of the OFS compliance program and oversee a dedicated team of two compliance professionals. Additionally, you will assist the CCO in managing the compliance programs of OFS-managed registered investment companies, which includes overseeing the preparation of their 38a-1 manuals and reports to relevant boards. It is expected that you will take on the role of CCO for at least one of these investment companies. Your commitment to the highest ethical standards and a steadfast dedication to CIM’s and OFS’ culture of compliance will be essential to your success in this role.

Join Sonsoft Inc. as a Mobile Test Lead and lead our mobile application testing efforts to ensure high-quality deliverables. In this role, you will be responsible for developing comprehensive test strategies, coordinating testing schedules, and mentoring junior testers.As a key member of our team, you will work closely with cross-functional teams to enhance the mobile user experience and drive continuous improvement in our testing processes.

Join Our Award-Winning Technology Team at RAPP Chicago! About Us: At RAPP, we are pioneers in precision marketing, driving growth with empathy and insight. Our global presence and innovative approach enable us to harness data, creativity, and technology to tailor marketing solutions that resonate with individuals. We believe in fostering an inclusive environment where every team member is valued and empowered. Our Approach: Our dedicated team of data analysts, strategists, and technologists work collaboratively to create authentic connections between brands and consumers by leveraging connected data, content, and decisioning. As part of Omnicom's Precision Marketing Group, our team of over 2,000 experts spans more than 15 global markets, committed to delivering exceptional results. Your Role: We invite a motivated Software Development Engineer in Test (SDET) with a focus on AI/ML systems to become part of our dynamic team. We value entrepreneurial thinkers who excel in fast-paced, problem-solving environments. Your Responsibilities: Design, develop, and maintain automated test scripts for functional, API, and database testing. Embrace emerging AI-driven testing solutions and modern quality engineering practices. Adhere to automation guidelines and update scripts based on project requirements. Generate and manage test data for clean test environments using CRUD principles. Collaborate with developers and QA peers to review automation scripts and ensure quality standards. Effectively communicate test results to stakeholders. Take ownership of assigned automation tasks and deliver results proactively.

Disclaimer: Please be aware that the most precise and updated information regarding our job openings—including job descriptions, compensation, and benefits—can only be confirmed on our official job board. For the latest listings and details, please visit: https://job-boards.greenhouse.io/ninjatrader.JOIN US IN OUR QUEST TO BECOME THE TOP RETAIL TRADING PLATFORM GLOBALLYWelcome to NinjaTrader, a leader in the trading platform and futures brokerage industry. We empower traders by providing cutting-edge products and services designed to enhance their trading experience. Whether you are an experienced trader or just beginning your journey, NinjaTrader equips you with award-winning software and brokerage solutions to navigate major financial markets with confidence. Since our inception in 2003, our commitment to understanding and supporting traders has driven our growth to over 2 million users, establishing us as the top-rated futures brokerage worldwide. We continue to innovate, pushing the boundaries of the futures industry. Our dedication to providing dynamic tools, real-time support, and a community of fellow traders ensures that users always have access to the best resources available.

Join Stripe as a Risk Strategist focusing on Onboarding and Compliance. In this dynamic role, you will be responsible for ensuring that our onboarding processes are secure and compliant with regulatory standards. You will analyze risk factors, develop strategies for risk mitigation, and collaborate with various teams to enhance our compliance efforts.

Join our dynamic team at Sonsoft Inc. as an Automated Testing Engineer specializing in Java EE. In this role, you will be pivotal in ensuring the quality and reliability of our software products through innovative automated testing solutions.Your responsibilities will include designing, developing, and executing automated test scripts, identifying and documenting defects, and collaborating with cross-functional teams to enhance product quality. You will also have the opportunity to work with cutting-edge technologies and contribute to the development of best practices in testing.

Join our dynamic team at Sonsoft Inc. as an Automated Testing Engineer specializing in Java EE. In this role, you will be responsible for developing and executing automated tests to ensure the quality and performance of our applications. You will work closely with software developers and product managers to enhance our testing frameworks and methodologies.We are looking for a detail-oriented individual who is passionate about quality assurance and has a strong foundation in Java EE technologies. If you thrive in a fast-paced environment and are eager to contribute to innovative projects, we want to hear from you!

Founded in 1986, Marquette Associates is dedicated to delivering top-tier investment consulting services. Our commitment to client service positions us as a trusted partner, ensuring that our clients' interests and objectives are at the forefront of our operations. By combining the real-world experience of our team with innovative and critical thinking, we empower our clients to achieve their financial goals.The Regulatory & Compliance Attorney will be instrumental in managing the firm's compliance functions. Reporting directly to the Chief Compliance Officer (CCO), this role is essential for ensuring adherence to regulatory mandates, industry standards, and internal policies. The attorney will cultivate a compliance-focused culture within the organization, mitigate risks, and uphold the firm’s reputation. Additionally, they will spearhead the development, implementation, and ongoing maintenance of compliance programs in response to regulatory changes, while also providing legal insights on matters that affect both the firm and its clientele.

SGS North America Inc. is seeking a dedicated Field Test Engineer to join our dynamic team in Chicago. In this role, you will be responsible for conducting field tests and inspections to ensure compliance with industry standards and specifications. You will work closely with clients and internal teams to ensure project success and client satisfaction. This is an excellent opportunity for an individual looking to grow their career in a supportive environment.