Director of Regulatory Compliance

At AlixPartners, we tackle the most intricate and pressing challenges by swiftly transitioning from analysis to actionable solutions when it truly matters; generating value that leaves a lasting mark on corporations, their workforce, and the communities they engage with. Our commitment to understanding, respecting, and honoring the diverse needs of our emplo…

Join IQEQ, a leader in regulatory compliance, as a Regulatory Compliance Consultant. This is a fantastic opportunity for individuals looking to advance their careers in a dynamic environment.As a Compliance Consultant, you will be pivotal in helping our clients meet their regulatory obligations and navigate the complexities of compliance frameworks. You will work closely with our Client Services department to deliver tailored solutions that align with our clients' needs.

At Ripple, we are revolutionizing the way value is transferred globally, akin to the speed of information today. Our ambitious initiatives in cryptocurrency aim to enhance the financial landscape for institutions, businesses, governments, and developers, fostering economic equity and expanding opportunities worldwide. Join us in doing meaningful work while developing your skills alongside a supportive team.If you're eager to make a significant impact and tap into remarkable career advancement prospects, we invite you to join us in creating genuine value.THE ROLE:Ripple is expanding its Regulatory Compliance team and is on the lookout for a seasoned Regulatory Compliance Manager to become part of our dynamic global team. This position offers a unique chance to assist in the daily functions of our Business Continuity Management Program, ensuring operational resilience. Your contributions will be pivotal in the successful implementation of our program.KEY RESPONSIBILITIES:Oversee the identification and management of Important and Critical Business Services.Maintain a thorough mapping of personnel, processes, technology, and data, proactively addressing Single Points of Failure and concentration risks within Ripple’s crucial ICT third-party service providers.Define and calibrate Impact Tolerances and Recovery Objectives, establishing measurable metrics to ensure Ripple remains compliant during disruptions.Facilitate a comprehensive testing program across global jurisdictions to validate effective recovery strategies.Lead the annual business impact analyses and risk assessments, ensuring timely completion and maintenance.Support Crisis Management and Business Resumption teams, prioritizing service delivery and adherence to regulatory notification timelines.Prepare high-quality reports, KPIs, and presentation materials for Board and Risk Committees, offering a transparent view of Ripple’s global resilience status.Collaborate with various stakeholders to ensure robust internal oversight and governance across Ripple’s regulated entities.Complete special assignments within other Regulatory Compliance program areas as required.

Maven Securities Holding Ltd is a leading proprietary trading firm specializing in the allocation of internal capital across a variety of strategies, including discretionary, systematic, and market-making approaches. Our team comprises expert traders, engineers, and technologists, all committed to enhancing our efficiency as a top liquidity provider in the global derivatives market. We utilize advanced execution and pricing technologies to transform and refine the operation of financial markets. As we continue to expand our operations, we maintain the dynamic energy and innovative culture of a start-up while minimizing associated risks.Role OverviewPosition Overview: We are actively looking for an accomplished Compliance Manager (Regulatory Reporting) to become part of our London office. Reporting directly to the Head of European Compliance, you will assume a pivotal leadership role in ensuring precise, timely, and compliant regulatory reporting across various frameworks, including MiFID II/MiFIR (typically through Approved Reporting Mechanisms), EMIR, CAT, short/long transparency, and related regulations pertinent to UK and EU investment firms. You will champion the integrity of reporting processes, implement robust controls, manage reconciliation, and handle exceptions, collaborating closely with technology teams to facilitate the automation of reporting and management information production. As a key subject matter expert, you will possess the flexibility to adapt the scope of your role in line with evolving regulations and business requirements.

At FARFETCH, we are passionate about fashion, striving to become the premier global platform for luxury fashion that connects creators, curators, and consumers.Our platform fosters a positive culture for good, uniting an extraordinary creative community comprising our team, partners, and customers. This community is the cornerstone of our business success. We embrace diversity, empower individuality, and celebrate a variety of skills and perspectives, cultivating an inclusive environment for all. We are FARFETCH for All.LegalOur Legal team plays a vital role in strategically guiding the company through the intricacies of global operations, acting as stewards of our legal integrity by offering expert advice to safeguard our interests, mitigate risks, and ensure compliance.LocationOur London office is situated in Old Street, the heart of London’s tech landscape, housing a diverse range of teams. The open workspace fosters collaboration and idea-sharing, complemented by a spacious outdoor terrace, perfect for team lunches and events.The RoleAs the Principal of Financial Crime and Regulatory Compliance, you will hold a senior position responsible for developing, scaling, and managing comprehensive global programs that shield the organization from regulatory, financial, and reputational risks. This role encompasses several critical areas, including Anti-Money Laundering (AML), sanctions compliance, Environmental, Social, and Governance (ESG) reporting readiness, and various cross-functional compliance requirements related to products.

Location: London, UKReporting to: VP, Regulatory Science Orchard Therapeutics, a subsidiary of Kyowa Kirin, is a pioneering leader in the field of gene therapy, dedicated to changing the lives of patients suffering from rare disorders. Our innovative gene therapies leverage gene-modified hematopoietic stem cells (HSCs) to make a transformative impact. With our global headquarters based in London and a U.S. presence in Boston, we are at the forefront of scientific advancement.Job SummaryThis is an extraordinary opportunity to become a key player in a dynamic team focused on shaping the global regulatory strategy and executing regulatory activities for promising early-stage ex-vivo gene therapy assets. We are seeking a candidate with a robust regulatory background who can craft innovative strategies while demonstrating exceptional collaboration, problem-solving, and attention to detail to drive groundbreaking scientific endeavors.Key ResponsibilitiesServe as the Global Regulatory Lead for assigned ex vivo gene therapy programs:Represent the regulatory function on cross-functional program teams.Collaborate with the program lead and development team (including research, preclinical, and/or clinical stakeholders) to design a development strategy aimed at securing regulatory approvals.Lead the formulation of global regulatory strategies and oversee the execution of planned regulatory activities across regions (including but not limited to the EU and US) in conjunction with the broader regulatory team, facilitating timely initiation of pivotal studies and an expedited approval pathway.Oversee US FDA regulatory efforts to achieve global development and registration in alignment with US counterparts.Work closely with the Regulatory CMC lead to formulate effective regulatory strategies related to CMC development.Act as the regulatory liaison with academic partners and coordinate regulatory activities with them as necessary.Function as the EU/UK Regulatory Regional Lead, directing the execution of EU/UK regulatory activities for assigned programs:Plan, prepare, and review submissions to regulatory authorities (including EMA and other national bodies):Manage or supervise initial clinical trial applications (CTA) submitted to national regulatory authorities in EU/UK and subsequent submissions necessary for maintaining ongoing clinical trials in collaboration with CROs.Oversee applications for orphan designation (OD), PRIME designation, scientific advices, pediatric investigation plans (PIP), pre-submission meetings, etc.Act as the primary contact with regulatory authorities.Prepare scientific advice/pre-submission meeting requests, briefing documents, and coordinate team preparations for meetings.

Role overview Wrisk Limited is hiring a Director of Compliance based in Shoreditch, London. This position plays a key role in shaping how the company approaches compliance and upholds ethical standards. The Director will guide the organization in meeting regulatory requirements, overseeing compliance programs and policies, and working closely with colleagues to manage compliance risks effectively. Main responsibilities Lead compliance initiatives to ensure Wrisk Limited meets all relevant industry regulations. Collaborate with teams across the business to integrate compliance into everyday operations. Conduct risk assessments and audits, identifying and addressing any compliance gaps. Deliver training and ongoing support to employees on compliance matters. Monitor changes in regulations and advise the organization on necessary compliance updates.

At AlixPartners, we tackle the most intricate and pressing challenges by swiftly transitioning from analysis to action when it matters most. Our objective is to create enduring value for companies, their employees, and the communities they engage with. We prioritize understanding, respecting, and fulfilling the diverse needs of our employees, clients, and communities, actively fostering an inclusive environment. We firmly believe in the advantages that diversity brings to our experiences and are devoted to the continual improvement of our initiatives, policies, and practices. We hold ourselves accountable by nurturing an atmosphere of authenticity, growth, and equity for all.AlixPartners has adopted a hybrid work model to provide the flexibility necessary for our employees' work-life balance. This model incorporates a combination of in-person engagements (either at client sites or AlixPartners offices) and remote work. Travel is an integral part of this position, with frequency varying based on client demands, team dynamics, and individual situations.

Ebury empowers ambitious businesses to achieve global growth, and we extend the same philosophy to our team. We promote innovation, collaboration, and problem-solving while cultivating an inclusive environment where everyone feels valued, supported, and empowered to thrive.If you are a collaborative spirit eager to redefine how businesses operate on a global scale, we invite you to connect with us. Discover how Ebury can elevate your career and allow you to shape the future.Director of Product ComplianceEbury London Victoria Office - Hybrid: 4 days in the office, 1 day working from home per weekThe Opportunity:We are excited to introduce a pioneering role for a Director of Product Compliance at Ebury. This unique position integrates compliance expertise into the core of our product development, modification, and launch processes. This senior, highly visible role sits at the intersection of product, technology, and regulatory strategy, presenting an opportunity to influence how one of Europe's foremost fintech companies implements compliance-by-design at scale.The breadth of this role is intentional. You will serve as Ebury's primary compliance voice across our entire product and technology landscape—from payment accounts and foreign exchange tools to the financial crime infrastructure that supports our operations. Whether our engineering team is developing a new KYC onboarding flow, revamping a transaction monitoring system, enhancing sanctions screening, or adjusting customer risk assessments, you will ensure that all actions comply with regulatory standards before going live. You will report directly to the Group Compliance Director, collaborating closely with our product squads, engineering teams, and the second-line Compliance and Risk functions, while also engaging with regulators and banking partners globally.Your Mission:Guarantee that every product, feature, system, and market launched by Ebury is founded on robust regulatory principles—without hindering innovation. You will oversee the global first-line product compliance program, with a particular focus on financial crime controls (KYC, AML, transaction monitoring, sanctions), effectively balancing regulatory diligence with commercial aspirations and an unwavering commitment to customer experience.Key Responsibilities:Act as the embedded first-line compliance expert within Ebury's Product and Engineering teams, providing guidance on regulatory requirements from conception through to launch and beyond.

Moneybox is seeking a seasoned and accomplished compliance leader to oversee the Compliance department. Reporting directly to the Risk & Compliance Director (SMF 16), you will collaborate closely with the Data Protection, Financial Crime, and Risk teams that constitute our Risk & Compliance function.The Compliance team plays a pivotal role in providing compliance guidance and second-line assurance for all our products regulated by the Financial Conduct Authority (FCA). In this role, you will ensure that compliance is delivered effectively, efficiently, and pragmatically while offering your own insights and oversight to the business. A significant part of this position involves engaging with stakeholders and leading your team to work collaboratively with other departments. Additionally, you must possess the confidence and experience to report to senior management levels, including the Executive Committee and Board, while also liaising with the FCA as necessary.

Join Us in Advancing Europe's Hypersonic Defense Technology At Hypersonica, we are pioneering advancements in European defense technology, committed to enhancing speed, resilience, and technological autonomy. Our elite team tackles significant challenges and delivers innovative solutions at an unprecedented pace. As the Director of Compliance, you will not just fill a position; you will play a crucial role in shaping our future. We thrive in a talent-rich environment where every team member contributes to our strategic direction. Our approach is to recruit exceptional individuals with diverse expertise, sound judgment, and the capacity to work independently. We prioritize talent over traditional job descriptions. This role addresses a critical business need, but its evolution will be influenced by your unique skills and experiences. If you have accomplished what others deemed impossible or possess a distinctive skill set that defies conventional categories, we encourage you to apply. Your contributions will directly impact Europe's technological sovereignty.

G MASS is excited to partner with a rapidly expanding Investment Bank in search of an AMLA Consultant to contribute to a significant regulatory initiative. This role is pivotal in bridging advisory and execution functions, guiding the organization in interpreting and applying the requirements established by the Authority for Anti-Money Laundering and Countering the Financing of Terrorism (AMLA).This is a contract position situated in a dynamic, change-oriented environment that promises extensive exposure to stakeholders and the opportunity to influence the firm's regulatory strategy.Key Responsibilities:Provide expert advice to stakeholders across compliance, risk, and operations on AMLA requirements, transforming regulatory expectations into practical, actionable business processes.Evaluate existing AML/CFT frameworks to identify discrepancies with AMLA supervisory standards, offering practical and scalable recommendations.Assist in the design and implementation of controls, governance structures, and reporting frameworks that align with EU regulatory requirements.Collaborate with business and technology teams to integrate regulatory requirements into systems, workflows, and operational models.Serve as a pivotal liaison between senior stakeholders, ensuring a shared understanding and alignment on regulatory interpretations and delivery strategies.Contribute to the wider regulatory strategy by providing insights on AMLA developments and aiding in the creation of a proactive compliance roadmap.

3eco is hiring a Regulatory Solutions Advisor in London. This role centers on helping clients navigate regulatory compliance. The position calls for a strong understanding of regulations and the ability to adapt solutions to different client situations. Role overview The Regulatory Solutions Advisor works closely with clients to interpret and address regulatory requirements. The focus is on providing practical guidance and ensuring compliance strategies fit each client’s business context. What you will do Advise clients on regulatory compliance matters Develop and recommend solutions tailored to individual client needs Support the ongoing improvement of compliance practices Requirements Expertise in regulatory compliance Ability to understand and address varied client needs Strong communication and problem-solving skills

Join Eightcap, a leading online trading platform, as a Compliance Associate. In this pivotal role, you will ensure adherence to regulatory requirements and internal policies while assisting in the development and implementation of compliance programs. Your expertise will help maintain the integrity of our operations and safeguard our clients’ interests.

Join Lewis Associates as a Regulatory Attorney in our London office. We are looking for a dedicated legal professional to help navigate complex regulatory frameworks and ensure compliance with industry standards. This is an exciting opportunity to work in a dynamic environment where your expertise will influence significant business decisions.

About CFGI:Founded in 2000 by seasoned Big 4 professionals, Corporate Finance Group, Inc. (CFGI) is a recognized leader in the accounting and advisory sector. We possess the expertise and resources necessary to adeptly navigate the intricate landscape of accounting, compliance, reporting, and taxation. Our team of premier professionals brings extensive public accounting experience, enabling us to meet diverse client needs without the limitations of auditor independence. With a wealth of knowledge gained across various industries, CFGI is committed to guiding organizations through both routine and complex business challenges, positioning ourselves as an innovative partner capable of addressing our clients' most pressing finance and operational issues. At CFGI, we pride ourselves on delivering integrity, flexibility, creative solutions, and profound tax expertise to our clients. Our clientele ranges from globally recognized, publicly traded corporations to privately held startups and venture-backed firms. We foster a culture of continuous learning, promote teamwork, and reward professional excellence. In 2022, CFGI proudly established its London office, marking our first expansion outside the U.S. We achieved remarkable revenue in our inaugural year, primarily through our accounting advisory services. In January 2023, we launched our UK tax practice, with our UK tax partner eager to build a top-tier team of tax professionals to enhance our services and provide exceptional support to our clients. Role Overview: We are seeking a driven and entrepreneurial Director of Compliance and Reporting to join our UK tax team. This is an exceptional opportunity for a professional eager to challenge the norms of the UK tax services industry. In this role, you will engage in all facets of UK corporate tax, including advisory, compliance, reporting, and governance. You will collaborate closely with our clients and senior members of the UK tax team to deliver outstanding services.

About AirwallexAirwallex stands as a pioneering unified payments and financial platform, specifically designed for global enterprises. Our unique blend of proprietary infrastructure and advanced software solutions empowers over 200,000 businesses globally, including notable names like Brex, Rippling, Navan, Qantas, and SHEIN. Through our comprehensive offerings, businesses can efficiently manage everything from accounts and payments to spend management and treasury operations, along with embedded finance capabilities on a global scale.Founded in Melbourne, Airwallex boasts a diverse team of over 2,000 exceptionally talented individuals spread across 26 global offices. With a valuation of US$8 billion and the support of prominent investors such as T. Rowe Price, Visa, Mastercard, Robinhood Ventures, Sequoia, Salesforce Ventures, DST Global, and Lone Pine Capital, we are at the forefront of developing the future of global financial services. If you are prepared to embark on the most ambitious endeavor of your career, we invite you to join our team.Attributes We ValueWe seek innovators with a builder's mindset, eager to make a real impact, accelerate their learning, and take ownership of their work. You possess deep expertise in your field, coupled with sharp analytical skills, and are driven by our mission and operating principles. You work swiftly with sound judgment, explore deeply with curiosity, and make decisions based on fundamental principles, balancing efficiency with thoroughness.Humility and collaboration are vital traits for us; we expect you to transform innovative ideas into tangible products and effectively drive projects from inception to completion. Utilizing AI to enhance your efficiency and expedite problem-solving is key. In this role, you will address intricate, high-profile challenges alongside an exceptional team and experience significant professional growth as we redefine global banking. If this resonates with you, let’s create the future together.Role SummaryYou will take charge of global regulatory reporting across all jurisdictions, ensuring submissions are accurate, timely, and comprehensive. You will lead the regulatory reporting function, spearhead enhancements to the automated reporting platform, uphold strong governance and internal controls, and act as the main liaison between Compliance/Legal, Operations, Finance, Risk, Data, Product, and Technology to guarantee data integrity and prepare for audits. Additionally, you will proactively monitor regulatory changes, evaluate their impact, and drive implementation to ensure our reporting processes and systems maintain compliance and scalability.

Who are we?At Ki Insurance, we are at the forefront of innovation in the insurance industry, securing everything from space shuttles and world tours to wind farms and even footballers' legs.Our mission is clear: to digitally disrupt and transform a 335-year-old market. Collaborating with technology leaders like Google and UCL, we have developed a platform that leverages algorithms, machine learning, and large language models to provide insurance brokers with quotes in mere seconds instead of days.Proudly recognized as the largest global algorithmic insurance carrier, Ki Insurance is the fastest-growing syndicate within the Lloyd's of London market, having achieved a remarkable $100 million in profit within just three years.Our diverse teams collaborate in an agile, cross-functional environment to provide an exceptional experience for our customers. With ambitious goals ahead, we seek brilliant minds to help us challenge the status quo and explore new horizons.Your Role:As a Senior Compliance Analyst, you will be pivotal in managing regulatory risks associated with Ki Insurance, including Syndicate 1618 and Ki Digital Services Limited. You will oversee the relationship with regulators, advocate for best practices, monitor and develop compliance procedures, stay informed on regulatory developments, and report findings to senior management.Key Responsibilities:Provide timely guidance to underwriters to ensure compliance with Lloyd’s domestic and international licensing requirements.Advise underwriters and claims staff on adherence to financial and trade sanctions imposed by UN resolutions and EU, UK, and US sanctions legislation.Resolve sanctions-related inquiries from underwriters and claims personnel in alignment with Ki’s Financial Crime Policy under the supervision of the Head of Compliance.Compile and prepare monthly Compliance Reports and contribute to the Ki Underwriting Governance Committee.Support the Head of Compliance in fostering a robust compliance culture within Ki and across the Group.Assist in maintaining adequate systems, controls, and policies to meet regulatory requirements.Disseminate relevant publications and communications to staff, including Lloyd’s bulletins and LMA notices as necessary.Help maintain effective relationships with the PRA, FCA, Lloyd’s, and other relevant regulators and stakeholders.Provide regulatory training to employees on topics such as anti-money laundering and sanctions.Assist the Head of Compliance with ad-hoc projects as needed.

Clear Junction is a leading global payments provider, fully licensed and regulated by the FCA in the UK. We specialize in offering comprehensive end-to-end payment solutions powered by our proprietary technology. Our robust infrastructure is purpose-built to support the evolving needs of international financial entities.Since our inception in 2016, Clear Junction has achieved remarkable growth, consistently registering double-digit year-on-year increases. Our dynamic team of over 150 fintech specialists is spread across the UK and mainland Europe. Recognized as one of the fastest-growing private companies in the UK, we proudly feature in The Sunday Times 100 List and are also listed among Europe’s top 1000 growing companies by the Financial Times.About the RoleWe are on the lookout for a proactive and seasoned legal expert to lead our Commercial and Regulatory Legal department. This pivotal role will emphasize hands-on legal delivery, effective team leadership, and the meticulous execution of our legal functions in commercial and regulatory domains. You will not only guide and nurture our legal team but also engage directly in intricate legal issues, including the drafting of contracts, policies, and other essential legal documents.This role is based in London, United Kingdom.

Join our dynamic team as an Operations and Regulatory Support Analyst, where you will play a pivotal role in ensuring compliance and operational excellence within a regulated financial landscape. This position is vital for aligning customer outcomes with FCA Consumer Duty principles, managing outsourced service providers, and serving as a subject matter expert in complex wallet-related fraud matters.The ideal candidate will demonstrate a solid regulatory understanding, operational rigor, and extensive hands-on experience in banking, payments, or a closely regulated field.Key ResponsibilitiesOversight & Regulatory ComplianceDevelop, implement, and uphold customer support oversight frameworks that meet FCA Consumer Duty standards and internal risk guidelines.Assess customer outcomes, perform routine assurance checks, and pinpoint risks or gaps in service delivery.Compile oversight reports and documentation to support internal governance, audits, and regulatory assessments.Outsourcing & Vendor ManagementOversee outsourced customer support providers, ensuring compliance with regulatory, contractual, and performance standards.Establish, monitor, and analyze KPIs, such as complaint volumes, resolution timelines, quality metrics, and customer satisfaction scores.Conduct regular performance evaluations with suppliers, fostering continuous improvement and remediation as necessary.Technical SME & Fraud EscalationServe as an escalation point and technical expert for intricate wallet-related fraud cases.Execute thorough investigations, perform root cause analyses, and conduct trend assessments to bolster fraud prevention and control measures.Work closely with Fraud, Risk, Compliance, and Product teams to enhance controls and safeguard customer interests.Stakeholder & Risk CollaborationCollaborate with Compliance, Legal, Risk, Operations, and Customer Experience teams to ensure consistent regulatory interpretation and application.Assist in the development of policies, training, and guidelines for customer support teams and suppliers regarding regulatory and conduct expectations.