Regulatory Compliance Manager

At Ripple, we are revolutionizing the way value is transferred globally, akin to the speed of information today. Our ambitious initiatives in cryptocurrency aim to enhance the financial landscape for institutions, businesses, governments, and developers, fostering economic equity and expanding opportunities worldwide. Join us in doing meaningful work while d…

Join IQEQ, a leader in regulatory compliance, as a Regulatory Compliance Consultant. This is a fantastic opportunity for individuals looking to advance their careers in a dynamic environment.As a Compliance Consultant, you will be pivotal in helping our clients meet their regulatory obligations and navigate the complexities of compliance frameworks. You will work closely with our Client Services department to deliver tailored solutions that align with our clients' needs.

At AlixPartners, we tackle the most intricate and pressing challenges by swiftly transitioning from analysis to actionable solutions when it truly matters; generating value that leaves a lasting mark on corporations, their workforce, and the communities they engage with. Our commitment to understanding, respecting, and honoring the diverse needs of our employees, clients, and communities fosters an inclusive environment. We firmly believe in the enriching impact of diversity on our experiences and are dedicated to the continuous improvement of our initiatives, policies, and practices. We hold ourselves accountable by providing a platform for authenticity, growth, and equity for all. Embracing a hybrid work model, AlixPartners offers flexibility to support our employees' work-life balance. Our approach combines a blend of in-person work (either at client sites or AlixPartners offices) and remote work. While travel is a component of this role, its frequency will vary based on client needs, team dynamics, and individual situations.

Maven Securities Holding Ltd is a leading proprietary trading firm specializing in the allocation of internal capital across a variety of strategies, including discretionary, systematic, and market-making approaches. Our team comprises expert traders, engineers, and technologists, all committed to enhancing our efficiency as a top liquidity provider in the global derivatives market. We utilize advanced execution and pricing technologies to transform and refine the operation of financial markets. As we continue to expand our operations, we maintain the dynamic energy and innovative culture of a start-up while minimizing associated risks.Role OverviewPosition Overview: We are actively looking for an accomplished Compliance Manager (Regulatory Reporting) to become part of our London office. Reporting directly to the Head of European Compliance, you will assume a pivotal leadership role in ensuring precise, timely, and compliant regulatory reporting across various frameworks, including MiFID II/MiFIR (typically through Approved Reporting Mechanisms), EMIR, CAT, short/long transparency, and related regulations pertinent to UK and EU investment firms. You will champion the integrity of reporting processes, implement robust controls, manage reconciliation, and handle exceptions, collaborating closely with technology teams to facilitate the automation of reporting and management information production. As a key subject matter expert, you will possess the flexibility to adapt the scope of your role in line with evolving regulations and business requirements.

At FARFETCH, we are passionate about fashion, striving to become the premier global platform for luxury fashion that connects creators, curators, and consumers.Our platform fosters a positive culture for good, uniting an extraordinary creative community comprising our team, partners, and customers. This community is the cornerstone of our business success. We embrace diversity, empower individuality, and celebrate a variety of skills and perspectives, cultivating an inclusive environment for all. We are FARFETCH for All.LegalOur Legal team plays a vital role in strategically guiding the company through the intricacies of global operations, acting as stewards of our legal integrity by offering expert advice to safeguard our interests, mitigate risks, and ensure compliance.LocationOur London office is situated in Old Street, the heart of London’s tech landscape, housing a diverse range of teams. The open workspace fosters collaboration and idea-sharing, complemented by a spacious outdoor terrace, perfect for team lunches and events.The RoleAs the Principal of Financial Crime and Regulatory Compliance, you will hold a senior position responsible for developing, scaling, and managing comprehensive global programs that shield the organization from regulatory, financial, and reputational risks. This role encompasses several critical areas, including Anti-Money Laundering (AML), sanctions compliance, Environmental, Social, and Governance (ESG) reporting readiness, and various cross-functional compliance requirements related to products.

At AlixPartners, we tackle the most intricate and pressing challenges by swiftly transitioning from analysis to action when it matters most. Our objective is to create enduring value for companies, their employees, and the communities they engage with. We prioritize understanding, respecting, and fulfilling the diverse needs of our employees, clients, and communities, actively fostering an inclusive environment. We firmly believe in the advantages that diversity brings to our experiences and are devoted to the continual improvement of our initiatives, policies, and practices. We hold ourselves accountable by nurturing an atmosphere of authenticity, growth, and equity for all.AlixPartners has adopted a hybrid work model to provide the flexibility necessary for our employees' work-life balance. This model incorporates a combination of in-person engagements (either at client sites or AlixPartners offices) and remote work. Travel is an integral part of this position, with frequency varying based on client demands, team dynamics, and individual situations.

Primary Objective of the RoleThe Compliance & Risk Manager plays a vital role in supporting the Director responsible for Legal Risk & Compliance, enhancing CIFF’s commitment to a culture of compliance and effective risk management. This position ensures that all operations adhere to relevant legal, ethical, and regulatory standards while managing risk across the organization.This role emphasizes:1. Implementing CIFF’s compliance framework globally, focusing on areas such as anti-fraud, corruption, data protection, conflicts of interest, and modern slavery, with backing from local legal advisors.2. Assisting in the development and management of CIFF’s organizational risk management framework, ensuring that potential risks are identified, evaluated, and mitigated effectively.3. Evaluating compliance risks and addressing issues within CIFF’s programs, while also supporting the Director overseeing Safeguarding with compliance-related aspects.Key ResponsibilitiesCompliance Oversight and SupportLead the implementation and ongoing enhancement of CIFF’s compliance framework, policies, and procedures.Provide daily guidance to programme, operations, and country teams to uphold CIFF’s standards and regulatory obligations.Collaborate with the CIFF Legal Team and external lawyers to identify and navigate compliance matters in various jurisdictions.Partner with Directors managing Legal Risk & Compliance and Safeguarding to articulate CIFF’s compliance approach across its global operations.Support the management of compliance-related incidents within CIFF programs and advise on compliance obligations associated with these incidents.Ensure regular compliance and risk reports are prepared for the Executive Team and Board.Champion compliance awareness within CIFF through effective communication, guidance, and training.Identify and implement technology solutions to monitor and manage regulatory updates across key jurisdictions.Risk Management and GovernanceCollaboratively maintain CIFF’s organizational risk framework with the Director, Legal Risk & Compliance.Monitor and update risk mitigation strategies, escalating significant risks to the Director and Executive Team as necessary.Support the integration of compliance and risk management practices across all levels of the organization.

Role Overview NextEnergy Group is seeking a Senior Compliance and Legal Manager to strengthen our Compliance and Group Legal functions as we grow. Based in London, this role supports our global operations and investments by overseeing a broad range of regulatory, compliance, and risk matters across multiple jurisdictions. Attention to detail and a proactive approach are essential for success in this position. Main Responsibilities This role reports directly to the Chief Compliance and Legal Officer and is a key member of the Compliance team. Core duties include: Deputy to the CCLO: Step in for the Chief Compliance and Legal Officer as needed, managing compliance and legal projects. Responsibilities include data protection, cybersecurity, and ensuring regulatory obligations are met. Second Line of Defence: Oversee ESG reporting, including CSRD, CSDDD, and UK requirements. Manage the Risk Management Framework and improve record-keeping and reporting for internal committees. Financial Crime Advisory: Advise on financial crime risks such as Anti-Money Laundering and terrorist financing. Support Investment Teams with KYC/AML and audit requests, and provide guidance to control functions. Compliance Testing: Implement and monitor the team's control framework and compliance testing objectives. Carry out assessments of the US Compliance Programme as directed by the CCLO. Management Information: Help develop improved Management Information, ensuring thorough documentation and follow-up of all compliance activities. Location This position is based in London, England, United Kingdom.

Join wise as a Senior Regulatory Oversight Manager in our Advisory team, where you will play a pivotal role in ensuring compliance and effective governance across our operations. As a key leader, you will oversee regulatory activities, drive strategic initiatives, and collaborate with cross-functional teams to maintain high standards of regulatory adherence.

G MASS is excited to partner with a rapidly expanding Investment Bank in search of an AMLA Consultant to contribute to a significant regulatory initiative. This role is pivotal in bridging advisory and execution functions, guiding the organization in interpreting and applying the requirements established by the Authority for Anti-Money Laundering and Countering the Financing of Terrorism (AMLA).This is a contract position situated in a dynamic, change-oriented environment that promises extensive exposure to stakeholders and the opportunity to influence the firm's regulatory strategy.Key Responsibilities:Provide expert advice to stakeholders across compliance, risk, and operations on AMLA requirements, transforming regulatory expectations into practical, actionable business processes.Evaluate existing AML/CFT frameworks to identify discrepancies with AMLA supervisory standards, offering practical and scalable recommendations.Assist in the design and implementation of controls, governance structures, and reporting frameworks that align with EU regulatory requirements.Collaborate with business and technology teams to integrate regulatory requirements into systems, workflows, and operational models.Serve as a pivotal liaison between senior stakeholders, ensuring a shared understanding and alignment on regulatory interpretations and delivery strategies.Contribute to the wider regulatory strategy by providing insights on AMLA developments and aiding in the creation of a proactive compliance roadmap.

Role overview Three UK is seeking a Regulatory Manager to join the team in London. The position centers on ensuring the company meets all relevant regulatory obligations and helps the business stay aligned with current compliance standards. Key responsibilities Oversee compliance activities throughout the organization Maintain communication with regulatory authorities when required Create and apply policies that support regulatory compliance Promote sound business practices by implementing effective compliance measures Location This role is based in London.

We are seeking a talented and experienced Internal Audit Manager to join our dynamic team at Wise. In this pivotal role, you will lead audit initiatives aimed at assessing and enhancing our regulatory and risk management frameworks. You will collaborate with various departments to ensure compliance and effectively manage risks within our operations.

3eco is hiring a Regulatory Solutions Advisor in London. This role centers on helping clients navigate regulatory compliance. The position calls for a strong understanding of regulations and the ability to adapt solutions to different client situations. Role overview The Regulatory Solutions Advisor works closely with clients to interpret and address regulatory requirements. The focus is on providing practical guidance and ensuring compliance strategies fit each client’s business context. What you will do Advise clients on regulatory compliance matters Develop and recommend solutions tailored to individual client needs Support the ongoing improvement of compliance practices Requirements Expertise in regulatory compliance Ability to understand and address varied client needs Strong communication and problem-solving skills

Pension Insurance Corporation (PIC) is dedicated to providing secure retirement income through meticulous risk management, superior asset and liability management, and outstanding customer service. Our mission is to ensure that pensions for our current and future policyholders are met effectively. We achieve this through strategic objectives and fostering a strong company culture rooted in our core values of Resilience, Adaptability, and Loyalty.Role OverviewJoin our Regulatory Affairs team, which operates within the Risk and Compliance function.Your contribution will help strengthen our regulatory risk management and deepen our understanding of regulatory challenges and initiatives across PIC.You will collaborate with various departments to integrate regulatory considerations into key business activities and decisions, enabling controlled risk-taking that fosters long-term value.The Regulatory Affairs team leads PIC’s regulatory strategy and manages relationships with key UK regulators (PRA and FCA), including addressing regulatory inquiries and providing strategic insights and recommendations.Your role will involve working closely with first line and risk colleagues to gain support and implement enhancements to systems, processes, and technologies, including:Applying insights about the Regulators' influence on PIC and policyholders.Conducting proactive horizon scanning to identify emerging trends and regulations to anticipate future needs and mitigate risks.Ensuring strong business outcomes related to capital, profitability, brand reputation, and consistent positive results.Our company values must be reflected in the performance and delivery of every role.Key Responsibilities as a Regulatory Affairs Analyst:Collaborate with the team to enhance regulatory engagement throughout the business, ensuring that our approach remains fit for purpose, efficient, and effective.Conduct detailed analysis of regulatory changes and support the team in advising the business on suitable actions.Assist in determining the timing and nature of responses to regulatory activities, including inquiries, thematic requests, and relevant consultations and policies.Gather, interpret, and utilize complex data to formulate actionable strategies that improve processes and outcomes.

Join Eightcap, a leading online trading platform, as a Compliance Associate. In this pivotal role, you will ensure adherence to regulatory requirements and internal policies while assisting in the development and implementation of compliance programs. Your expertise will help maintain the integrity of our operations and safeguard our clients’ interests.

Join Lewis Associates as a Regulatory Attorney in our London office. We are looking for a dedicated legal professional to help navigate complex regulatory frameworks and ensure compliance with industry standards. This is an exciting opportunity to work in a dynamic environment where your expertise will influence significant business decisions.

Who are we?At Ki Insurance, we are at the forefront of innovation in the insurance industry, securing everything from space shuttles and world tours to wind farms and even footballers' legs.Our mission is clear: to digitally disrupt and transform a 335-year-old market. Collaborating with technology leaders like Google and UCL, we have developed a platform that leverages algorithms, machine learning, and large language models to provide insurance brokers with quotes in mere seconds instead of days.Proudly recognized as the largest global algorithmic insurance carrier, Ki Insurance is the fastest-growing syndicate within the Lloyd's of London market, having achieved a remarkable $100 million in profit within just three years.Our diverse teams collaborate in an agile, cross-functional environment to provide an exceptional experience for our customers. With ambitious goals ahead, we seek brilliant minds to help us challenge the status quo and explore new horizons.Your Role:As a Senior Compliance Analyst, you will be pivotal in managing regulatory risks associated with Ki Insurance, including Syndicate 1618 and Ki Digital Services Limited. You will oversee the relationship with regulators, advocate for best practices, monitor and develop compliance procedures, stay informed on regulatory developments, and report findings to senior management.Key Responsibilities:Provide timely guidance to underwriters to ensure compliance with Lloyd’s domestic and international licensing requirements.Advise underwriters and claims staff on adherence to financial and trade sanctions imposed by UN resolutions and EU, UK, and US sanctions legislation.Resolve sanctions-related inquiries from underwriters and claims personnel in alignment with Ki’s Financial Crime Policy under the supervision of the Head of Compliance.Compile and prepare monthly Compliance Reports and contribute to the Ki Underwriting Governance Committee.Support the Head of Compliance in fostering a robust compliance culture within Ki and across the Group.Assist in maintaining adequate systems, controls, and policies to meet regulatory requirements.Disseminate relevant publications and communications to staff, including Lloyd’s bulletins and LMA notices as necessary.Help maintain effective relationships with the PRA, FCA, Lloyd’s, and other relevant regulators and stakeholders.Provide regulatory training to employees on topics such as anti-money laundering and sanctions.Assist the Head of Compliance with ad-hoc projects as needed.

About AirwallexAirwallex stands as a pioneering unified payments and financial platform, specifically designed for global enterprises. Our unique blend of proprietary infrastructure and advanced software solutions empowers over 200,000 businesses globally, including notable names like Brex, Rippling, Navan, Qantas, and SHEIN. Through our comprehensive offerings, businesses can efficiently manage everything from accounts and payments to spend management and treasury operations, along with embedded finance capabilities on a global scale.Founded in Melbourne, Airwallex boasts a diverse team of over 2,000 exceptionally talented individuals spread across 26 global offices. With a valuation of US$8 billion and the support of prominent investors such as T. Rowe Price, Visa, Mastercard, Robinhood Ventures, Sequoia, Salesforce Ventures, DST Global, and Lone Pine Capital, we are at the forefront of developing the future of global financial services. If you are prepared to embark on the most ambitious endeavor of your career, we invite you to join our team.Attributes We ValueWe seek innovators with a builder's mindset, eager to make a real impact, accelerate their learning, and take ownership of their work. You possess deep expertise in your field, coupled with sharp analytical skills, and are driven by our mission and operating principles. You work swiftly with sound judgment, explore deeply with curiosity, and make decisions based on fundamental principles, balancing efficiency with thoroughness.Humility and collaboration are vital traits for us; we expect you to transform innovative ideas into tangible products and effectively drive projects from inception to completion. Utilizing AI to enhance your efficiency and expedite problem-solving is key. In this role, you will address intricate, high-profile challenges alongside an exceptional team and experience significant professional growth as we redefine global banking. If this resonates with you, let’s create the future together.Role SummaryYou will take charge of global regulatory reporting across all jurisdictions, ensuring submissions are accurate, timely, and comprehensive. You will lead the regulatory reporting function, spearhead enhancements to the automated reporting platform, uphold strong governance and internal controls, and act as the main liaison between Compliance/Legal, Operations, Finance, Risk, Data, Product, and Technology to guarantee data integrity and prepare for audits. Additionally, you will proactively monitor regulatory changes, evaluate their impact, and drive implementation to ensure our reporting processes and systems maintain compliance and scalability.

Join our dynamic team as an Operations and Regulatory Support Analyst, where you will play a pivotal role in ensuring compliance and operational excellence within a regulated financial landscape. This position is vital for aligning customer outcomes with FCA Consumer Duty principles, managing outsourced service providers, and serving as a subject matter expert in complex wallet-related fraud matters.The ideal candidate will demonstrate a solid regulatory understanding, operational rigor, and extensive hands-on experience in banking, payments, or a closely regulated field.Key ResponsibilitiesOversight & Regulatory ComplianceDevelop, implement, and uphold customer support oversight frameworks that meet FCA Consumer Duty standards and internal risk guidelines.Assess customer outcomes, perform routine assurance checks, and pinpoint risks or gaps in service delivery.Compile oversight reports and documentation to support internal governance, audits, and regulatory assessments.Outsourcing & Vendor ManagementOversee outsourced customer support providers, ensuring compliance with regulatory, contractual, and performance standards.Establish, monitor, and analyze KPIs, such as complaint volumes, resolution timelines, quality metrics, and customer satisfaction scores.Conduct regular performance evaluations with suppliers, fostering continuous improvement and remediation as necessary.Technical SME & Fraud EscalationServe as an escalation point and technical expert for intricate wallet-related fraud cases.Execute thorough investigations, perform root cause analyses, and conduct trend assessments to bolster fraud prevention and control measures.Work closely with Fraud, Risk, Compliance, and Product teams to enhance controls and safeguard customer interests.Stakeholder & Risk CollaborationCollaborate with Compliance, Legal, Risk, Operations, and Customer Experience teams to ensure consistent regulatory interpretation and application.Assist in the development of policies, training, and guidelines for customer support teams and suppliers regarding regulatory and conduct expectations.

At Beam, we are dedicated to addressing the world’s most pressing social issues through innovative technology and artificial intelligence. Join our rapidly expanding team as we make a significant impact on society .Embrace the challenge of making a difference; nothing worthwhile comes easily.Become part of a pioneering organization that is leading the charge for social change. In our high-performance culture, your contributions will be vital, your career will advance quickly, and you will genuinely enjoy your work.At Beam, we prioritize the well-being of our team, offering top-tier coaching, personal development budgets, and competitive salaries.Our Beam Notes product has transformed the work of frontline professionals, saving them over 8 hours of administrative tasks weekly. With nearly 100,000 users across the UK, US, and Australia, including social workers and NHS clinicians, we are shaping the future of support services.Role OverviewAre you an organized and detail-oriented professional ready to be the backbone of our trust and safety operations?We are seeking a Regulatory Operations Analyst to collaborate directly with our Chief Information Security Officer. In this dynamic, hands-on role, you will uphold our commitment to the highest standards of trust, safety, and regulatory compliance. You will safeguard our key certifications, including SOC 2, ISO 27001, and GovRamp, ensuring our systems and practices are flawless.This is not your average compliance position. As part of a small, cross-functional team, your week may include investigating a potential data breach, conducting training for new hires, updating customers on our security protocols, assessing new feature risks with the product team, and refining our remote work policies with HR.We aim to leverage AI for automation, encouraging you to streamline our processes. Your focus will be on high-accuracy reviews, strategic vendor evaluations, and maintaining critical risk registers. This role offers a unique chance to deepen your understanding of our technical architecture, enhance your project management skills, and play a key role in facilitating significant sales opportunities.