Senior Compliance Manager

Join Our Mission at FreetradeAt Freetrade, we are dedicated to transforming the way individuals invest. For too long, investing has been seen as a complex and costly endeavor, preventing many from maximizing their savings. We are committed to changing that narrative.We are expanding our team and seeking passionate individuals eager to redefine investment str…

Role Overview NextEnergy Group is seeking a Senior Compliance and Legal Manager to strengthen our Compliance and Group Legal functions as we grow. Based in London, this role supports our global operations and investments by overseeing a broad range of regulatory, compliance, and risk matters across multiple jurisdictions. Attention to detail and a proactive approach are essential for success in this position. Main Responsibilities This role reports directly to the Chief Compliance and Legal Officer and is a key member of the Compliance team. Core duties include: Deputy to the CCLO: Step in for the Chief Compliance and Legal Officer as needed, managing compliance and legal projects. Responsibilities include data protection, cybersecurity, and ensuring regulatory obligations are met. Second Line of Defence: Oversee ESG reporting, including CSRD, CSDDD, and UK requirements. Manage the Risk Management Framework and improve record-keeping and reporting for internal committees. Financial Crime Advisory: Advise on financial crime risks such as Anti-Money Laundering and terrorist financing. Support Investment Teams with KYC/AML and audit requests, and provide guidance to control functions. Compliance Testing: Implement and monitor the team's control framework and compliance testing objectives. Carry out assessments of the US Compliance Programme as directed by the CCLO. Management Information: Help develop improved Management Information, ensuring thorough documentation and follow-up of all compliance activities. Location This position is based in London, England, United Kingdom.

Join Box as a Senior Compliance Manager and play a pivotal role in enhancing our certification portfolio across the EMEA region. You will leverage your auditing expertise and in-depth knowledge of information security to strategize, implement, and uphold existing and new compliance certifications. Collaborate with cross-functional teams, including engineering and product, to ensure our certifications meet the highest standards while driving continuous improvement and stakeholder engagement. Your communication skills will be essential as you articulate Box's compliance initiatives to both internal teams and external partners.

Join Wise as a Senior Product Compliance Manager specializing in Pricing. In this pivotal role, you will oversee compliance strategies and ensure that our pricing models adhere to regulatory standards. You will collaborate with cross-functional teams to optimize pricing processes and enhance our product offerings. If you are passionate about compliance and have a keen eye for detail, we want to hear from you!

Allegis Global Solutions seeks a Senior Manager, EMEA Risk and Compliance to join the team in either Bracknell or London. This position carries responsibility for risk management and compliance efforts throughout the EMEA region. Role overview The Senior Manager oversees a team dedicated to ensuring regulatory requirements are met and maintained. Key work centers on driving compliance initiatives and supporting a strong culture of adherence across the organization. What you will do Lead risk management and compliance projects for EMEA operations Guide a team working on regulatory alignment Promote and reinforce compliance standards within the company

Wise seeks a Senior Product Compliance Manager to focus on Consumer Duty regulations. This position plays a key role in ensuring Wise products align with regulatory standards, supporting both transparency and customer trust. Key responsibilities Collaborate with teams throughout the company to shape compliance strategies for Wise products. Evaluate risks related to consumer duty and suggest practical solutions. Guide product development teams to meet regulatory requirements. Support the implementation of processes that enhance the customer experience while maintaining compliance. Location This role is based in London.

Role Overview Waymo is hiring a Senior Program Manager for AV Compliance, specializing in international vehicle and driver regulations. This position is based in London, UK. What You Will Do Lead initiatives to ensure autonomous vehicles meet compliance standards in multiple countries. Work closely with engineers, legal teams, and government representatives to interpret and apply AV regulations. Help guide projects through complex regulatory environments and support safe autonomous transport. Collaboration This role involves frequent coordination with cross-functional teams and external stakeholders. Expect to engage with technical experts, legal advisors, and local authorities as part of daily work.

avomind connects decision-makers in private equity, consulting, corporate strategy, and investment management with industry experts and market insights. With offices in Europe, North America, and Asia, avomind supports consulting firms, investment funds, and multinational corporations across many industries. Role overview The Research Compliance Manager joins the global Legal and Compliance team, focusing on the Research business. Reporting to the Director of Research Compliance in London, this role works closely with Legal, Client Protection, Research, Product, and Engineering teams. Based in London, the position involves frequent collaboration with colleagues across nine offices worldwide. What you will do Develop and implement legal and compliance procedures to ensure research outputs comply with relevant laws and regulations. Design and execute strategies to monitor and review company research. Work with Research, Product, and Engineering teams to achieve shared objectives. Recruit, onboard, train, and manage a team of Research Compliance associates in London. Guide the team in reviewing and approving expert insights for compliance with laws and company policies. Collaborate with Product and Engineering to improve research delivery platforms and technologies. Create marketing materials to support and train the Research and Client Services teams. What avomind offers This position provides the opportunity to shape and grow the Research Compliance Team in a commercial environment. The role offers autonomy in daily operations and support to take initiative as the team develops.

Why Join AlixPartners? At AlixPartners, you will: Engage in meaningful work that drives impact for companies, clients, and communities during pivotal moments. Collaborate with a high-performing team of experts who value integrity, excellence, and teamwork. Advance your career in an environment that emphasizes challenging, high-value work, inclusivity, and authenticity. Benefit from a hybrid work model that promotes flexibility and well-being. At AlixPartners, we tackle the most complex challenges by swiftly transitioning from analysis to actionable insights, creating lasting value for companies and their communities. We seek intellectually curious and inventive individuals who are forward-thinking. Join us and help shape our future. Location: London, England or Southfield, MI (U.S.A.); Hybrid (3 days in the office) About the Role The Senior Legal and Compliance Professional will be crucial in maintaining the firm’s compliance framework by supporting various workstreams related to regulatory requirements, internal policies, and industry best practices. The ideal candidate will join a well-established, diverse, and multijurisdictional compliance team, contributing to enhancing the firm’s governance structure and commitment to rigorous regulatory compliance. This position is based in London, England or Southfield, Michigan (U.S.A.), reporting to the Global Compliance Managing Counsel. Please note that paid relocation is not available. Key Responsibilities Own and maintain essential compliance policies, procedures, and governance frameworks, ensuring they remain current, effective, and aligned with regulatory requirements. Oversee compliance monitoring activities within assigned regulatory domains (e.g., AML, CTF, sanctions), identifying risks and areas needing remediation. Collaborate cross-functionally to foster a culture of integrity and accountability, ensuring compliance expectations are communicated and understood. Translate complex regulatory and compliance requirements into clear, practical guidance for non-specialist teams. Conduct due diligence to identify potential fraud, sanctions risks, or other compliance concerns and assist in investigations.

Join the Future of Finance with Light!At Light, we are on a mission to revolutionize the outdated ERP systems of the past with a cutting-edge software solution that feels dynamic and intuitive. Our Smart Financial Platform empowers global enterprises with automated accounting, real-time reporting, and the ability to manage financial flows at an unprecedented speed.We pride ourselves on our collaborative culture, rapid delivery, and meticulous attention to detail. In just a short period, Light has evolved from a concept to the essential operating core for prominent companies such as Lovable, Legora, and Keyshot. Our users don't just utilize Light—they revel in the experience.As a pioneering team, we are defining a new software category, bringing together engineers passionate about debits and credits, designers focused on reconciliation states, and operators treating finance as a product. If you are eager to modernize how money flows in the world—one innovative workflow at a time—you are in the right place.Supported by top-tier investors and guided by industry leaders, we are creating category-defining products with the autonomy to execute ambitious plans and take ownership of our results.Join us in making Light the global standard for next-gen finance.Your Role: Global Compliance ManagerAs the Global Compliance Manager, you will take charge of compliance execution at Light. Reporting to the Head of Finance & Core Operations, you will manage our SOC 1, SOC 2, and PCI compliance programs from start to finish, ensuring we remain audit-ready and that our controls function effectively in practice.This is a hands-on, operational role where you will coordinate audits, collaborate with DevSecOps and engineering teams on control implementation, track evidence and remediation efforts, and assist with customer and partner due diligence processes. Your mission is to make compliance straightforward, predictable, and scalable.Our Working EnvironmentUtilizing AWS infrastructure (EKS, RDS PostgreSQL, Lambda, ECR, S3, SES, Bedrock for AI/LLM)Kotlin backend with Gradle, Next.js frontend with TypeScriptEmploying GitHub Actions for CI/CD, Terraform for infrastructure management, Kubernetes using Tanka/JsonnetMonitoring with Datadog and CloudWatchA distributed team of 25 engineers scaling to 50+Your ResponsibilitiesManage compliance programs for SOC 1, SOC 2 (Type I & II), and PCI DSSPlan and oversee audits, including managing timelines and auditor relationshipsLead evidence collection, review, and submission processesTrack audit findings and ensure timely remediation in collaboration with engineeringFacilitate customer and partner due diligence processes

Join Wise as a Senior Product Compliance Manager specializing in KYC (Know Your Customer) and Onboarding. In this impactful role, you will ensure robust compliance frameworks and lead initiatives that enhance customer onboarding processes while aligning with regulatory standards.

Role Overview Wise is looking for a Senior Product Compliance Manager to guide compliance efforts for the WISE Platform in London. This position shapes compliance strategy and ensures products align with regulatory and industry requirements. What You Will Do Lead the development and execution of product compliance strategy for the WISE Platform. Work closely with teams across the business to spot compliance risks and address them with practical solutions. Help ensure Wise products meet all necessary regulatory and industry standards. Collaboration This role works with colleagues from multiple disciplines to support the platform’s overall success and maintain a strong compliance posture.

Primary Objective of the RoleThe Compliance & Risk Manager plays a vital role in supporting the Director responsible for Legal Risk & Compliance, enhancing CIFF’s commitment to a culture of compliance and effective risk management. This position ensures that all operations adhere to relevant legal, ethical, and regulatory standards while managing risk across the organization.This role emphasizes:1. Implementing CIFF’s compliance framework globally, focusing on areas such as anti-fraud, corruption, data protection, conflicts of interest, and modern slavery, with backing from local legal advisors.2. Assisting in the development and management of CIFF’s organizational risk management framework, ensuring that potential risks are identified, evaluated, and mitigated effectively.3. Evaluating compliance risks and addressing issues within CIFF’s programs, while also supporting the Director overseeing Safeguarding with compliance-related aspects.Key ResponsibilitiesCompliance Oversight and SupportLead the implementation and ongoing enhancement of CIFF’s compliance framework, policies, and procedures.Provide daily guidance to programme, operations, and country teams to uphold CIFF’s standards and regulatory obligations.Collaborate with the CIFF Legal Team and external lawyers to identify and navigate compliance matters in various jurisdictions.Partner with Directors managing Legal Risk & Compliance and Safeguarding to articulate CIFF’s compliance approach across its global operations.Support the management of compliance-related incidents within CIFF programs and advise on compliance obligations associated with these incidents.Ensure regular compliance and risk reports are prepared for the Executive Team and Board.Champion compliance awareness within CIFF through effective communication, guidance, and training.Identify and implement technology solutions to monitor and manage regulatory updates across key jurisdictions.Risk Management and GovernanceCollaboratively maintain CIFF’s organizational risk framework with the Director, Legal Risk & Compliance.Monitor and update risk mitigation strategies, escalating significant risks to the Director and Executive Team as necessary.Support the integration of compliance and risk management practices across all levels of the organization.

Ebury is looking for a Financial Crime Compliance Manager to join the London Victoria office. This hybrid role requires four days in the office and one day working from home each week. This position reports to the Group Compliance Director and focuses on shaping and maintaining Ebury’s global financial crime framework, covering areas such as anti-money laundering (AML), counter-terrorist financing (CTF), and anti-bribery and corruption (ABC). The role blends regulatory advisory, policy drafting, and strategic project management, with a strong focus on operational efficiency and the adoption of innovative solutions, including AI-driven controls. Role overview The Financial Crime Compliance Manager leads the ongoing development of Ebury’s financial crime program. This includes challenging existing processes, working with business units to simplify and automate controls, and providing regular assessments of the program’s effectiveness and direction. Key responsibilities Group Policy & Framework Drafting: Take primary responsibility for drafting comprehensive financial crime policies, standards, and frameworks. Ensure all documentation meets regulatory requirements and is consistent across jurisdictions, entities, and product lines. Framework Design & Evolution: Lead the design and continuous improvement of Ebury’s global financial crime program, building a foundation for effective risk management and compliance.

At Genius Sports, we are at the forefront of a revolutionary approach to sports technology, harnessing cutting-edge advancements and exceptional live data to enhance fan engagement globally. Our mission is to create experiences that are immersive, interactive, and tailored to individual preferences. Learn more at geniussports.com About the Role:The Corporate Compliance Manager will play a pivotal role in ensuring our operations align with regulatory standards and internal policies. You will lead compliance initiatives, assess risks, and develop strategies to enhance compliance across the organization.

At Ripple, we are revolutionizing the way value is transferred globally, akin to the speed of information today. Our ambitious initiatives in cryptocurrency aim to enhance the financial landscape for institutions, businesses, governments, and developers, fostering economic equity and expanding opportunities worldwide. Join us in doing meaningful work while developing your skills alongside a supportive team.If you're eager to make a significant impact and tap into remarkable career advancement prospects, we invite you to join us in creating genuine value.THE ROLE:Ripple is expanding its Regulatory Compliance team and is on the lookout for a seasoned Regulatory Compliance Manager to become part of our dynamic global team. This position offers a unique chance to assist in the daily functions of our Business Continuity Management Program, ensuring operational resilience. Your contributions will be pivotal in the successful implementation of our program.KEY RESPONSIBILITIES:Oversee the identification and management of Important and Critical Business Services.Maintain a thorough mapping of personnel, processes, technology, and data, proactively addressing Single Points of Failure and concentration risks within Ripple’s crucial ICT third-party service providers.Define and calibrate Impact Tolerances and Recovery Objectives, establishing measurable metrics to ensure Ripple remains compliant during disruptions.Facilitate a comprehensive testing program across global jurisdictions to validate effective recovery strategies.Lead the annual business impact analyses and risk assessments, ensuring timely completion and maintenance.Support Crisis Management and Business Resumption teams, prioritizing service delivery and adherence to regulatory notification timelines.Prepare high-quality reports, KPIs, and presentation materials for Board and Risk Committees, offering a transparent view of Ripple’s global resilience status.Collaborate with various stakeholders to ensure robust internal oversight and governance across Ripple’s regulated entities.Complete special assignments within other Regulatory Compliance program areas as required.

Role overview AlphaSights is hiring a Research Compliance Manager in London. This role focuses on upholding ethical standards across all research activities. The position centers on building and maintaining compliance frameworks that protect both client trust and the integrity of the company's work. What you will do Develop and implement compliance policies for research practices Conduct audits to assess adherence to internal and external standards Deliver training sessions to staff on compliance topics Impact Your work will help ensure AlphaSights' research meets ethical requirements and client expectations. The policies and training you provide will support a culture of accountability and transparency.

Role Overview Wise is hiring a Product Compliance & Risk Manager focused on the Middle East and Africa (MEA) region. This London-based role centers on making sure Wise products meet all relevant compliance standards and that risks tied to our operations are managed effectively. What You Will Do Work closely with teams across Wise to spot compliance needs for MEA products. Shape and implement risk management strategies that address local regulatory demands. Support product improvements so they align with evolving rules and standards in the region. Collaboration This position involves regular interaction with colleagues from different departments to keep Wise’s offerings compliant and resilient as regulations change.

We are seeking a dedicated and detail-oriented Security and Compliance Manager to join our team at Sierra in London. In this pivotal role, you will be responsible for overseeing and enhancing our security protocols and compliance initiatives to ensure the protection of our assets and adherence to regulatory standards. You will collaborate with various departments to implement best practices and foster a culture of security awareness throughout the organization.

Who are we?At Ki Insurance, we are at the forefront of innovation in the insurance industry, securing everything from space shuttles and world tours to wind farms and even footballers' legs.Our mission is clear: to digitally disrupt and transform a 335-year-old market. Collaborating with technology leaders like Google and UCL, we have developed a platform that leverages algorithms, machine learning, and large language models to provide insurance brokers with quotes in mere seconds instead of days.Proudly recognized as the largest global algorithmic insurance carrier, Ki Insurance is the fastest-growing syndicate within the Lloyd's of London market, having achieved a remarkable $100 million in profit within just three years.Our diverse teams collaborate in an agile, cross-functional environment to provide an exceptional experience for our customers. With ambitious goals ahead, we seek brilliant minds to help us challenge the status quo and explore new horizons.Your Role:As a Senior Compliance Analyst, you will be pivotal in managing regulatory risks associated with Ki Insurance, including Syndicate 1618 and Ki Digital Services Limited. You will oversee the relationship with regulators, advocate for best practices, monitor and develop compliance procedures, stay informed on regulatory developments, and report findings to senior management.Key Responsibilities:Provide timely guidance to underwriters to ensure compliance with Lloyd’s domestic and international licensing requirements.Advise underwriters and claims staff on adherence to financial and trade sanctions imposed by UN resolutions and EU, UK, and US sanctions legislation.Resolve sanctions-related inquiries from underwriters and claims personnel in alignment with Ki’s Financial Crime Policy under the supervision of the Head of Compliance.Compile and prepare monthly Compliance Reports and contribute to the Ki Underwriting Governance Committee.Support the Head of Compliance in fostering a robust compliance culture within Ki and across the Group.Assist in maintaining adequate systems, controls, and policies to meet regulatory requirements.Disseminate relevant publications and communications to staff, including Lloyd’s bulletins and LMA notices as necessary.Help maintain effective relationships with the PRA, FCA, Lloyd’s, and other relevant regulators and stakeholders.Provide regulatory training to employees on topics such as anti-money laundering and sanctions.Assist the Head of Compliance with ad-hoc projects as needed.