UK MLRO - Governance, Risk, and Compliance

Join Us as the UK MLRO - GRC & RiskLocation: London, EnglandTeam OverviewAt SumUp, our Governance, Risk, and Compliance team is integral to our commitment to responsible operations across global markets. In the UK, we are experiencing significant growth in our financial crime function and are seeking a dedicated individual to lead this crucial area. As the U…

Join Sword Group, a premier provider of business technology solutions tailored for the Energy, Public, and Finance sectors. We are at the forefront of driving transformational change for our clients through the deployment of cutting-edge technology, skilled teams, and deep domain expertise. Our mission is to harness technology to address business challenges, ensuring our clients meet their objectives.About the Role:The Governance Risk & Compliance Manager position is a key operational role that requires a proactive individual to autonomously manage regulatory compliance, implement robust risk management strategies, and foster a culture of compliance through ongoing improvements.Key Responsibilities:Establish and sustain Governance, Risk & Compliance (GRC) frameworks that align with ISO 27001, NIST, GDPR, and NIS2 standards.Conduct comprehensive risk assessments across various business units, vendors, and projects.Stay abreast of regulatory changes to ensure compliance with legal and contractual obligations.Support business continuity and disaster recovery planning and testing initiatives.Oversee internal audits, compliance reporting, and remediation activities.Coordinate GDPR compliance and data protection processes throughout the organization.Enhance security culture by promoting awareness and providing training.Collaborate with stakeholders to identify and rectify control deficiencies.

Join Cheddar, an innovative and regulated financial services provider authorized by the Financial Conduct Authority to conduct Payment Initiation Services and Account Information Services. As the Compliance Lead and MLRO, you will play a crucial role in ensuring our adherence to regulatory requirements while fostering a culture centered around compliance and the customer voice.Your responsibilities will include:Promoting a robust compliance culture throughout the organization.Continuously enhancing AML and financial crime processes, implementing controls that adapt to changing business and regulatory landscapes.Acting as a key compliance stakeholder in the delivery of new products and processes, ensuring alignment with customer needs.Facilitating risk-based Know Your Customer and Transaction Monitoring programs to identify and investigate unusual activities in compliance with regulations.Building and maintaining strong relationships with relevant authorities, payment schemes, and regulators to stay ahead of financial crime trends.Ensuring accurate and timely reporting to the Regulator (FCA).Managing UK operations, including team training plans and tracking KPIs and KRIs related to compliance.Collaborating with senior management and compliance consultants on strategic planning and organizational development.Working cross-functionally with teams such as Product, Development, and Customer Service to mitigate regulatory risks.

Join Trustpilot as an Information Security Governance, Risk, and Compliance Analyst, where you'll play a pivotal role in enhancing our security posture. In this dynamic position, you will be responsible for identifying, assessing, and managing security risks while ensuring compliance with relevant regulations and best practices. You'll collaborate with cross-functional teams to promote a culture of security awareness and implement effective governance frameworks.

At Upvest, we are revolutionizing the investment landscape, making it as seamless as everyday spending. Our mission is to empower businesses with a diverse array of investment products, providing unparalleled experiences in capital markets and retirement planning. Our Investment API is designed for easy integration, allowing fintechs and enterprises to streamline operations and focus on their core objectives.As one of the select few fintechs in Europe, Upvest offers B2B clients comprehensive investment opportunities, including principal broking, proprietary trading, and secure custody solutions for traditional securities. We take pride in collaborating with leading fintechs and financial institutions across Europe, such as DKB, Revolut, N26, and Raisin. Founded in 2017 by Martin Kassing, our team has grown to over 270 skilled professionals representing more than 70 nationalities. Our recent €100 million Series C funding round was spearheaded by Sapphire Ventures, with continued backing from prominent investors including Bessemer Venture Partners, BlackRock, Earlybird, HV Capital, Motive Ventures, and Notion Capital.Based in Berlin, Germany, with offices in London and Tallinn, Estonia, this role is located in London (hybrid work model), requiring occasional travel to our headquarters in Berlin.Your Mission:As the Head of Compliance and MLRO, you will provide strategic oversight and execution of our regulatory framework in the UK. You will assume the Senior Management Functions (SMF 16 and SMF 17) for Upvest Securities Ltd, acting as a key business partner to ensure that our growth is grounded in regulatory excellence.You will spearhead the establishment of a solid compliance and anti-money laundering (AML) function that aligns with FCA standards, supporting our ambitious product expansion, including the launch of our SIPP (Self-Invested Personal Pension) offering. By nurturing a culture of 'Compliance by Design', you will enable Upvest to expand its financial infrastructure to millions of users while upholding the highest standards of integrity and trust with regulators, clients, and partners.This role offers you the opportunity to:Act as the primary UK regulatory lead, holding the Senior Management Functions (SMF 16/17) and serving as a principal contact for the FCA.Lead the regulatory framework for our UK SIPP launch, ensuring compliance with all specific tax and FCA requirements from day one.Oversee Financial Crime prevention efforts, providing AML guidance and managing the risks associated with fraud, bribery, and sanctions.Evaluate and enhance the risk-based Compliance Monitoring Programme (CMP) to ensure our B2B compliance is robust.

About the Position Join our dynamic Cybersecurity team at Jane Street as a Cybersecurity Governance and Risk Specialist, where you will play a pivotal role in enhancing and promoting our cybersecurity governance, risk management, and compliance (GRC) initiatives. In this impactful position, you will collaborate with cross-functional teams to implement significant improvements in cybersecurity governance and risk management, fostering a culture of collaboration, accountability, and continuous development. You will actively contribute to the formulation of our comprehensive cybersecurity strategy, ensuring its alignment with industry best practices and regulatory standards. Your key responsibilities will include: Developing, maintaining, and disseminating cybersecurity policies while assisting colleagues in understanding and applying these policies in their daily activities. Monitoring compliance with internal policies, documenting exceptions, and working with teams to explore alternative risk-reduction strategies when necessary. Tracking regulatory requirements, identifying changes that could affect the organization, and collaborating with relevant teams to ensure compliance. Conducting control assessments to identify gaps or weaknesses and collaborating with teams to implement improvements to mitigate risk exposure. Supporting the development and automation of metrics to facilitate informed decision-making. Performing third-party vendor assessments and collaborating with stakeholders to address risks, thereby contributing to the success of our vendor risk management program. Engaging in general activities of the Cybersecurity team to maintain strong connections within the group. About You You have relevant experience in a similar role and possess a solid understanding of industry standards and regulatory frameworks. You are familiar with auditing processes and have participated in both internal and external audits. Your collaborative and positive attitude underscores your belief that cybersecurity success hinges on teamwork and collective progress. You thrive in team environments, embracing mistakes as learning opportunities. You are an effective communicator, adept at delivering consistent messages while tailoring your communication to meet audience needs. You are a motivated self-starter capable of managing competing priorities effectively. You have a strong desire to enhance your technical knowledge in technology, cybersecurity, and associated risks. You are detail-oriented and highly organized. Fluency in English is required.

Join Clear Junction as the Deputy MLRO and play a pivotal role in our Risk and Compliance team. With a focus on financial crime prevention, you will serve as a Subject Matter Expert (SME) assisting the MLRO in meeting statutory and regulatory obligations. Ensure that Clear Junction upholds the highest standards of integrity and compliance.Founded in 2016, Clear Junction has rapidly progressed to become one of the UK's fastest-growing payment solutions providers, recognized by the FCA. Our proprietary technology and commitment to regulatory adherence empower us to deliver comprehensive end-to-end payment solutions tailored to the needs of global financial institutions. With a dynamic team of over 150 fintech professionals across the UK and Europe, we pride ourselves on a culture of innovation and growth.

Three UK is looking for a GTM Planning & Governance Specialist based in London. This position plays a key role in shaping go-to-market strategies and upholding governance standards across multiple projects. Collaboration with various teams is central, as the role aims to refine business processes and drive operational improvements. Main responsibilities Assist in planning and carrying out go-to-market activities for different initiatives Work alongside cross-functional teams to make workflows more efficient Help ensure that projects meet governance requirements and follow established best practices Support efforts to boost efficiency throughout operations

Primary Objective of the RoleThe Compliance & Risk Manager plays a vital role in supporting the Director responsible for Legal Risk & Compliance, enhancing CIFF’s commitment to a culture of compliance and effective risk management. This position ensures that all operations adhere to relevant legal, ethical, and regulatory standards while managing risk across the organization.This role emphasizes:1. Implementing CIFF’s compliance framework globally, focusing on areas such as anti-fraud, corruption, data protection, conflicts of interest, and modern slavery, with backing from local legal advisors.2. Assisting in the development and management of CIFF’s organizational risk management framework, ensuring that potential risks are identified, evaluated, and mitigated effectively.3. Evaluating compliance risks and addressing issues within CIFF’s programs, while also supporting the Director overseeing Safeguarding with compliance-related aspects.Key ResponsibilitiesCompliance Oversight and SupportLead the implementation and ongoing enhancement of CIFF’s compliance framework, policies, and procedures.Provide daily guidance to programme, operations, and country teams to uphold CIFF’s standards and regulatory obligations.Collaborate with the CIFF Legal Team and external lawyers to identify and navigate compliance matters in various jurisdictions.Partner with Directors managing Legal Risk & Compliance and Safeguarding to articulate CIFF’s compliance approach across its global operations.Support the management of compliance-related incidents within CIFF programs and advise on compliance obligations associated with these incidents.Ensure regular compliance and risk reports are prepared for the Executive Team and Board.Champion compliance awareness within CIFF through effective communication, guidance, and training.Identify and implement technology solutions to monitor and manage regulatory updates across key jurisdictions.Risk Management and GovernanceCollaboratively maintain CIFF’s organizational risk framework with the Director, Legal Risk & Compliance.Monitor and update risk mitigation strategies, escalating significant risks to the Director and Executive Team as necessary.Support the integration of compliance and risk management practices across all levels of the organization.

Pension Insurance Corporation (PIC) secures retirement incomes by practicing careful risk management and maintaining strong asset-liability strategies. The company serves both current and future policyholders, with a culture shaped by resilience, adaptability, and loyalty. Role overview The Risk and Compliance Coordinator works within the Chief Risk Officer’s Office, reporting to the Executive Assistant to the CRO. This position is central to the Risk and Compliance function, handling queries from both inside and outside the organization. The Coordinator plays a key part in compliance and financial crime projects, ongoing compliance monitoring, and the daily management of essential compliance systems such as PolicyHub and the Personal Account Dealing Register. Work in this role directly supports PIC’s risk management and regulatory compliance objectives. Main responsibilities Administrative support Coordinate diary management for the Risk Senior Leadership Team, including scheduling meetings, arranging venues, and working with internal teams for guest access. Prepare meeting agendas, take minutes, and monitor follow-up actions for meetings within the Risk function or CRO office. Handle confidential information with discretion and professionalism. Arrange travel, process expense claims, and manage purchase orders as the Departmental PO champion. Stakeholder communication and coordination Act as the main contact for stakeholders engaging with the Risk and Compliance function. Draft and distribute team communications, announcements, and updates. Facilitate meetings, workshops, and leadership sessions across different functions. Organize team events, offsites, and training sessions, managing logistics from planning through execution. Identify and support process improvements to enhance team efficiency. Work closely with the Executive Assistant to the CRO, providing cover when needed. Compliance and policy support Assist the Compliance team with ongoing monitoring and assessments, particularly regarding Financial Crime controls. Oversee compliance systems, including PolicyHub and the Personal Account Dealing Register. Administer the Policy Framework and help maintain the internal policy management system.

frpadvisory is hiring a Manager or Senior Manager to lead its Governance team in London. This position oversees governance frameworks and ensures the organization meets regulatory requirements. The role also supports strategic initiatives that strengthen integrity and operational effectiveness. Role overview The Manager/Senior Manager will guide the development and maintenance of governance processes. Working closely with teams across the business, this leader will provide advice on best practices and help drive improvements in how governance is managed. Key responsibilities Oversee and refine governance frameworks Monitor compliance with relevant regulations Lead strategic projects to enhance governance standards Collaborate with other departments to support organizational goals Advise on governance best practices and process improvements Requirements Experience in governance or a related field Strong leadership and communication skills Ability to work with cross-functional teams Proactive approach to continuous improvement

Join a Transformative CompanyPalantir Technologies is at the forefront of developing cutting-edge software solutions that facilitate data-driven decision-making and operational efficiency. Our innovative platforms empower organizations to create lifesaving medical solutions, predict and mitigate supply chain interruptions, locate missing persons, and much more.Our MissionThe role of Deployment Strategist is pivotal in harnessing data for impactful operational outcomes. Our clients approach us with the understanding that enhancing their data utilization is essential for safeguarding personnel, improving product quality, formulating effective healthcare strategies, and ensuring safe humanitarian assistance. As a Deployment Strategist, you will transform these insights into actionable strategies.If you are passionate about the transformative potential of data and technology, and possess the skills to apply this potential to complex challenges, we would love to connect with you.Key ResponsibilitiesIn your role as a Deployment Strategist, you will collaborate with a dynamic team of engineers, product designers, and fellow strategists to implement our software solutions for some of the world's most pressing issues. Your objective will be to distill disparate ideas into a unified understanding of critical problems, interpret data effectively, identify product necessities, comprehend user motivations, and pinpoint impactful opportunities.As a proactive problem-solver, you will immerse yourself in our clients' complex workflows, partner with their teams to explore data insights, and navigate the product landscape to facilitate scalability. Certain Deployment Strategists may also engage with internal Palantir teams to address internal challenges. This position demands a curious and analytical mindset, a keen sense of product intuition, and a strong capacity for user empathy to empower our clients in making informed decisions.

Role Overview Wise is hiring a Product Compliance & Risk Manager focused on the Middle East and Africa (MEA) region. This London-based role centers on making sure Wise products meet all relevant compliance standards and that risks tied to our operations are managed effectively. What You Will Do Work closely with teams across Wise to spot compliance needs for MEA products. Shape and implement risk management strategies that address local regulatory demands. Support product improvements so they align with evolving rules and standards in the region. Collaboration This position involves regular interaction with colleagues from different departments to keep Wise’s offerings compliant and resilient as regulations change.

As the Senior Manager of UK Government Relations at Trainline, you will play a pivotal role in shaping our engagement with government entities. This strategic position will involve developing and executing advocacy strategies that promote the interests of Trainline within the UK government landscape. You will be responsible for building relationships with key policymakers and stakeholders while ensuring our voice is represented at all levels of government.

Role Overview SquareTrade is seeking a Compliance Manager focused on Product Oversight and Governance in London. This role centers on maintaining regulatory compliance for our products and upholding strong consumer protection standards. What You Will Do Lead compliance efforts related to product oversight and governance. Work closely with teams across the business to ensure products meet all regulatory requirements. Implement and refine governance practices to strengthen our compliance framework.

Role overview Three UK is seeking a Regulatory Manager to join the team in London. The position centers on ensuring the company meets all relevant regulatory obligations and helps the business stay aligned with current compliance standards. Key responsibilities Oversee compliance activities throughout the organization Maintain communication with regulatory authorities when required Create and apply policies that support regulatory compliance Promote sound business practices by implementing effective compliance measures Location This role is based in London.

Three UK seeks a GTM Planning & Governance Specialist based in London. This role centers on guiding product launches and ongoing success through careful planning and structured governance. Collaboration with teams across the business is key to shaping and delivering effective go-to-market strategies while maintaining high standards throughout the process. Key responsibilities Contribute to the creation and rollout of go-to-market plans for both new and existing products. Work with cross-functional teams to keep initiatives aligned and ensure smooth execution. Assist in setting up and maintaining governance processes and best practices across the product lifecycle. Role focus This position is designed for someone who values clear structure and enjoys working with multiple groups to achieve strong, consistent results. The work supports product success from planning to launch and beyond, with a focus on process and collaboration.

About OakNorthAt OakNorth, we are dedicated to empowering the most ambitious businesses in the UK. Since our inception in 2015, we have successfully lent over $21 billion across the UK and US, facilitated the creation of more than 58,000 new homes, and generated 36,000 jobs while serving hundreds of thousands of personal savers — all within one of the most rigorously regulated environments in the financial services sector.Our innovative products are designed at the confluence of cutting-edge technology, customer satisfaction, and regulatory compliance. Achieving the right balance is essential to our mission.The Role We are on the lookout for a Director of Product Risk & Compliance to establish and lead a robust, credible first line of product compliance within our Business Units.This pivotal role is designed to ensure that OakNorth’s products are constructed and operated with a compliance-by-design approach that is risk-aware, without hindering team efficiency or reducing compliance to a mere checklist.While you will not be responsible for making product risk decisions — as these will remain with the Product Directors in each Business Unit — you will be accountable for orchestrating, coaching, and consolidating first line product compliance activities. This will ensure that:Product teams clearly recognize what constitutes “good” compliance.Product Directors can confidently justify their decisions.2nd and 3rd Line teams interact seamlessly with a well-managed and prepared first line.You will report directly to the Chief Product Officer and collaborate closely with Product Directors, Product Managers, Compliance, Risk, Legal, and Internal Audit.This role is senior and hands-on, ideal for someone with a deep understanding of regulatory frameworks, who also thinks like a product operator and systems innovator. Initially, you will be an individual contributor, leading the evolution of this practice in alignment with the impact it generates.Your contribution will be critical to OakNorth’s ongoing ability to develop innovative products without compromising on customer outcomes or regulatory standards. You will have substantial influence over how products are designed, governed, and enhanced, playing a key role in ensuring that the Product organization operates with confidence, credibility, and integrity.

Key ResponsibilitiesRegulatory & ComplianceFacilitate the execution and oversight of SRA Standards and Regulations, including the Codes of Conduct applicable to Firms and Individuals.Assist in identifying, investigating, documenting, and reporting breaches related to COLP and COFA.Support the maintenance of systems and controls necessary under the SRA regulatory framework.Aid lawyers in managing risks at the matter level, including client expectations, scope, and engagement terms.Contribute to the formulation, implementation, and upkeep of internal policies, procedures, and compliance frameworks.Stay informed on regulatory changes and evaluate their implications on the firm’s operations, policies, and procedures.Assist with regulatory reporting obligations as needed.Ensure accurate record-keeping for governance committees and regulatory reporting. GovernancePrepare and submit annual returns and confirmation statements.Draft, review, and file corporate documents, including Board and shareholder resolutions and amendments to articles of incorporation.Maintain statutory registers.InsuranceSupport the management of the firm’s insurance program, encompassing professional indemnity insurance (PII) and other corporate insurance policies.Assist with insurance renewals, broker engagement, and policy reviews.Provide internal advice on insurance coverage, policy interpretation, and risk mitigation strategies.Support the management and investigation of potential claims and notifications to insurers.Coordinate internal information gathering and documentation for matters related to insurance.Compliance MonitoringConduct regular compliance reviews and monitoring activities within business units, including file assessments.Escalate potential breaches or concerns as necessary.Analyze trends in breaches, complaints, claims, and risk indicators to identify emerging risks.Risk ManagementCollaborate closely with the Risk Director to identify, evaluate, and manage legal and operational risks across the firm.Assist in the development and continuous enhancement of the firm’s risk management framework and governance processes.Support internal investigations, incident management, and risk reviews as needed.Contribute to the preparation of risk reports and internal risk management documentation.Commercial ContractsDraft, review, negotiate, and advise on a diverse range of commercial contracts related to the firm’s business operations.Provide legal counsel on supplier agreements, technology contracts, outsourcing arrangements, and other commercial agreements.

Join a Revolutionary CompanyAt Palantir, we create cutting-edge software that drives data-informed decision-making and operational excellence. Our platforms empower partners to tackle critical challenges, from developing life-saving medications and forecasting supply chain disruptions to locating missing persons.The OpportunityAs a Forward Deployed Software Engineer (FDSE), you will delve deep into our clients' most pressing issues and craft innovative, end-to-end solutions. You will engage in an iterative feedback process, collaborating closely with both customers and colleagues to refine our offerings continually.FDSEs are at the forefront of deploying transformative technical solutions to address complex client challenges. Projects often begin with broad inquiries such as “What factors are causing customer attrition?” or “How can we enhance the identification of money laundering activities?” You will play a pivotal role in developing solutions, from conceptualizing high-level system designs and prototyping to developing applications and integrating data. Your role as an FDSE allows you to leverage Palantir's advanced products, open-source technologies, and the creative capabilities of your team to effect real change.You will collaborate with clients worldwide, gaining unique insights into some of the most significant industries and organizations. Our mission includes aiding customers in detecting insider trading, enhancing disaster response efforts, combating healthcare fraud, and much more. Each project presents its unique set of challenges, from regulatory considerations to data types and user demographics. You will adapt to these factors to deliver impactful technical results for our clients.Key ResponsibilitiesAs an FDSE, you will have responsibilities akin to those of a startup Chief Technology Officer: working within small teams and managing the full lifecycle of high-stakes projects. Your daily tasks may include collaborating with fellow engineers on architectural designs, managing large-scale data, developing bespoke web applications, engaging with customer executives, or strategizing for your team.Do you dream of becoming an entrepreneurial leader in engineering? If so, Palantir offers the ideal environment—with exceptional colleagues—to cultivate your skills!