Associate - Regulatory Compliance (Alternative Assets)

Join IQEQ as an Associate in our Regulatory Compliance team focusing on Alternative Assets. In this role, you will engage in various compliance activities, assist in ensuring adherence to regulations, and support the development of compliance policies.

Join our dynamic team at Iqeq as a Manager of Regulatory Compliance focused on Alternative Assets. In this pivotal role, you will ensure our compliance with regulatory frameworks while supporting our innovative investment strategies. Your expertise in alternative assets will play a crucial role in maintaining our commitment to excellence and integrity in all operations.

Director of Regulatory and ComplianceLocation: Remote | US, UK, EUAbout NotabeneAt Notabene, we serve as the essential trust layer for global financial transactions, facilitating the largest network of Travel Rule-compliant regulated digital asset institutions worldwide. Our mission is to enable secure and interoperable cryptocurrency transactions across various jurisdictions.Moreover, we are pioneering the first open stablecoin payments platform tailored for businesses, aiming to integrate compliant and programmable digital dollar payments into everyday commerce. As the regulatory landscape for stablecoins and payments continues to evolve globally, establishing regulatory clarity and operational implementation is vital to our growth strategy.Your ImpactIn the Regulatory & Compliance team, you will ensure that Notabene remains at the forefront of global regulatory changes while contributing to the development of responsible and interoperable standards for digital asset and stablecoin-based payment infrastructures.We are on the lookout for a Regulatory and Compliance Director who will position Notabene as the authoritative regulatory entity for Travel Rule implementation and compliant stablecoin infrastructure. You will forge key relationships with global regulators and industry associations, create thought leadership content that shapes industry discussions, and integrate regulatory expertise into our enterprise go-to-market strategy.Reporting directly to the VP of Global Regulatory & Compliance Strategy, you will influence policy, enhance regulatory engagement, and serve as the regulatory subject matter expert for the enterprise. This outward-facing role is pivotal in bridging regulatory influence, product alignment, and enterprise trust.Key ResponsibilitiesYour responsibilities will encompass three interconnected strategic areas:Policy Influence & Regulatory EngagementYou will play a crucial role in shaping the regulatory framework within which Notabene operates.Establish and nurture relationships with global regulators and supervisory bodies to educate them on Travel Rule infrastructure and the complexities of stablecoin payments.Prepare strategic consultation responses and position papers that articulate Notabene's competitive positioning on Travel Rule, AML/CTF, stablecoins, and payments, transforming regulatory requirements into actionable strategies.Actively represent Notabene in key industry associations and forums as a thought leader and trusted advocate.

Join Wise as a Regulatory Compliance Lead, where you will play a pivotal role in ensuring our operations align with regulatory requirements. You will work closely with cross-functional teams to develop compliance strategies that uphold our commitment to transparency and integrity. Your expertise in regulatory frameworks will be crucial as you navigate complex compliance landscapes and foster a culture of compliance throughout the organization.

About UsAt Rain, we are pioneering the future of payments on a global scale. Our dynamic team, composed of seasoned founders and innovators, is dedicated to making stablecoins accessible in the real world. We facilitate card transactions, cross-border payments, B2B purchases, remittances, and more, partnering with fintechs, neobanks, and institutions to create inclusive and efficient solutions. Join us in shaping a borderless financial future at a rapidly growing company backed by top investors in the fintech, crypto, and SaaS sectors.Our CultureWe embrace a flat organizational structure that empowers every team member to grow in alignment with their personal goals. Everyone, regardless of their role, is encouraged to share ideas and contribute to the company's roadmap and vision.Your RoleLead the compliance program for DORA, SOC 2, SOC 1, GDPR, and PCI, ensuring adherence to regulatory and audit standards.Oversee compliance audits and certifications from start to finish, including renewals and new certifications.Update and refine Rain’s policies to align with regulatory expectations consistently across all entities.Collaborate with engineering, security, legal, and operations teams to ensure operational compliance with our policies.Promote a proactive compliance culture by educating the team on obligations and integrating compliance into daily operations.Identify potential compliance gaps early and implement remediation strategies to ensure audit readiness.Support the team in enhancing compliance-related activities, including KYB, KYC, and AML processes, informed by operational data.QualificationsOpen to candidates based in the US and EU.3–7+ years of experience in compliance, GRC, or security assurance, preferably in fintech, payments, SaaS, or similar regulated sectors.Strong knowledge of SOC 2, SOC 1, GDPR, PCI, and other compliance frameworks.Excellent analytical and problem-solving skills.Strong communication skills and ability to work collaboratively.

About Norm AiNorm Ai stands as a trailblazer in Legal & Compliance AI, representing a pinnacle of innovation with a client base managing a staggering $30 trillion in assets. Our groundbreaking approach transforms legal code into AI-driven solutions, enabling organizations to enhance their legal and compliance operations with unmatched speed, reliability, and trust.Our state-of-the-art platform integrates advanced AI technology, proprietary legal reasoning frameworks, and embedded regulatory expertise, setting a new standard in the industry.With over $140 million secured in funding from prestigious investors including Blackstone, Bain Capital, Vanguard, and more, we are poised for rapid growth and are expanding our team across various departments.At Norm Ai, we champion the concept of Legal Engineering, empowering lawyers to create and manage domain-specific AI agents through our proprietary no-code tools. Our team includes numerous attorneys from leading U.S. law firms, trained as Legal Engineers specializing in Large Language Model-driven legal workflows.We serve many of the world's foremost institutions, and as our company expands, we are seeking talented individuals to join our dynamic teams.AI Fluency:We expect all our team members to exhibit fluency in AI. Ideal candidates utilize AI tools regularly to enhance their work efficiency and problem-solving capabilities. During the interview process, candidates should be ready to provide specific examples of their AI application, demonstrating practical experience rather than theoretical knowledge.About Norm LawNorm Law is the first AI-native full-service law firm catering to global institutional clients, including Blackstone. Our unique discipline of Legal Engineering allows us to deliver swifter, more accurate, and consistent legal services by leveraging purpose-built AI agents for initial work assessments, while our lawyers focus on strategic judgment and expert advisory roles.

QCP Group stands at the forefront of digital asset innovation in Asia, providing unparalleled support to clients seeking to integrate digital assets into their investment portfolios seamlessly.We deliver a diverse suite of services ranging from on/off-ramping solutions and fixed income strategies to vanilla options and tailored exotic derivatives.Our mission is to become the most reliable partner in the digital asset landscape, offering cutting-edge solutions that embed digital assets into every investment portfolio, balance sheet, and treasury management strategy.Founded in 2017, we have recognized the transformative power of digital assets in reshaping financial markets globally. We are strategically positioned to navigate market changes, successfully bridging traditional finance with the crypto ecosystem.At QCP, we prioritize building trustworthy partnerships, placing our clients' success and well-being at the core of our operations.The Head of Compliance will play a pivotal role in establishing, executing, and supervising the comprehensive compliance framework for QCP’s U.S. entity, which will primarily act as a distributor for QCP’s offerings.This position requires serving as a General Securities Principal and will be integral to the U.S. management team, carrying direct accountability for regulatory compliance, supervisory systems, and regulatory interactions with FINRA, SEC, CFTC, and NFA.

Pierce is hiring a Product Manager/Analyst to focus on alternative investments within asset management. This New York-based role combines product management and analytical skills to support the development and oversight of alternative investment products. The position calls for close collaboration with teams across the company to shape offerings that match market trends and client needs. What you will do Product Management: Develop and maintain product strategies and roadmaps for alternative investment products. Gather and prioritize requirements based on market shifts, client feedback, and regulatory standards. Partner with engineering and design to improve existing products and introduce new features. Market and Data Analysis: Conduct research on competitors and market trends to refine product positioning. Analyze product performance metrics to identify areas for improvement. Use data insights to inform strategic decisions. Stakeholder Collaboration: Work with both internal and external stakeholders to collect feedback and ensure products remain aligned with business goals. Communicate updates and performance results clearly to all parties involved. Compliance and Risk Management: Confirm that all products adhere to relevant regulations and industry standards. Monitor potential risks related to alternative investments and include risk mitigation in planning. Location This position is based in New York, NY.

At Garner Health, our mission is to revolutionize the healthcare economy by providing high-quality and affordable care for everyone.We are fundamentally reshaping the healthcare system in the U.S. through collaborations with employers to redefine healthcare benefits using transparent incentives and impactful, data-driven insights. Our innovative approach helps employees access superior, cost-effective care, ultimately creating a healthcare ecosystem that benefits all stakeholders. Patients experience improved health outcomes, employers utilize healthcare funds more efficiently, and physicians are incentivized to deliver outstanding care rather than simply increasing procedures.Garner is recognized as one of the fastest-growing healthcare technology companies in the nation. Our solutions are trusted by leading employers and healthcare providers, and we are building a diverse team of passionate, mission-oriented professionals dedicated to making a significant impact in healthcare at scale.About the Role:We are in search of an outstanding Director of Compliance and Regulatory Affairs to join our Legal team. Reporting directly to the General Counsel, you will take a pivotal role in shaping and implementing Garner’s Governance, Risk, and Compliance (GRC) strategy. As the primary subject matter expert on the regulatory frameworks that govern our products—including ERISA, HIPAA, IRS regulations, state-level TPA guidelines, privacy laws, and insurance regimes—you will be instrumental in establishing and enhancing a proactive, scalable compliance infrastructure that aligns with our rapid growth and evolving risk landscape.Work Environment:While Garner is headquartered in New York City, this position offers the flexibility of remote work and occasional travel to our headquarters.Your Responsibilities:Develop and maintain a comprehensive, scalable GRC framework to manage Garner’s regulatory risks, obligations, and internal policies.Act as the main internal contact for the Revenue, Marketing, and other teams regarding daily regulatory and compliance-related inquiries and challenges.Oversee Garner’s ongoing compliance responsibilities, including the management of its license application and renewal programs, as well as other necessary regulatory submissions.Collaborate with the Product Team to provide compliance guidance on new product initiatives and modifications to existing offerings, ensuring adherence to applicable regulations.Create and uphold formal protocols for internal and external investigations, risk assessments, and incident response strategies.Provide general legal support as needed.

About Man GroupMan Group is a leading global investment management firm dedicated to delivering superior performance for discerning clients through our diverse offerings in Systematic, Discretionary, and Solutions. Our innovative investment strategies, supported by cutting-edge technology and extensive research, encompass both public and private markets across all major asset classes, with a particular emphasis on alternative investments. We pride ourselves on building strong partnerships with clients, crafting bespoke solutions to achieve their investment objectives and those of the millions of savers and retirees we serve.Headquartered in London, we manage assets totaling $227.6 billion* and have a presence in multiple global offices. Man Group plc is publicly traded on the London Stock Exchange under the ticker EMG.LN and is a member of the FTSE 250 Index. For further information, please visit www.man.com.* As of 31 December 2025Specific ResponsibilitiesConduct regular compliance testing and monitoring on a monthly, quarterly, and annual basis.Develop and maintain databases and checklists to streamline the workflow of the Legal and Compliance team.Assist in preparing regulatory filings and manage various email review processes.Support the execution and tracking of fund documents and counterparty agreements (e.g., ISDA, prime brokerage).Facilitate the opening of new funds and counterparty accounts.Manage documentation and maintain accurate records.Contribute to ad hoc projects aligned with the firm's priorities.Perform operational and administrative tasks as required.Key CompetenciesPreferred B.S. degree in Finance or Economics, though strong academic credentials are essential.Proficient in MS Word and Excel.Exceptional attention to detail.Strong organizational and problem-solving skills, with the ability to manage multiple tasks in a fast-paced environment.Demonstrated sound judgment in handling confidential information.Dependable and flexible team player with a collaborative mindset.Excellent interpersonal skills.

Join TWG Group Holdings, LLC (“TWG Global”), a pioneer in driving innovation and business transformation across diverse sectors including financial services, insurance, technology, media, and sports. By harnessing the power of data and AI, we deliver real-time intelligence and interactive business applications that empower informed decision-making for our clients and employees alike.We are committed to responsible data and AI practices, upholding ethical standards and regulatory compliance as a priority. Our decentralized structure allows each business unit to operate independently while being supported by a centralized AI Solutions Group. Collaborating with leading data and AI vendors, we fuel transformative efforts in marketing, operations, and product development.As a key player in our organization, you will work alongside management to enhance our data and analytics transformation, boost productivity, and facilitate agile, data-driven decision-making. By leveraging relationships with top tech startups and universities, you’ll play a pivotal role in creating competitive advantages and fostering enterprise innovation.Your contributions will be instrumental in achieving our objectives of sustained growth and exceptional returns, delivering unparalleled value and impact across our businesses.The RoleThe Vice President of AI Regulatory Compliance will act as a strategic leader within our AI Regulatory Compliance team, ensuring that all AI initiatives adhere to the evolving regulatory landscape and industry standards. Collaborating closely with cross-functional teams including Compliance, Legal, Business, and Technology, you will help establish and uphold AI governance frameworks and policies that address estimation risk, technology controls, data risk, and operational risk.The ideal candidate will operationalize AI compliance strategies and provide guidance to senior leadership on regulatory matters. This role will report directly to the Head of Regulatory Compliance.Key Responsibilities:Develop and refine AI governance frameworks and policies to ensure compliance throughout the AI model lifecycle.Monitor and interpret emerging AI regulations and industry benchmarks, analyze their implications for business operations, and offer strategic advice to internal stakeholders and external clients.Maintain and regularly update risk-based frameworks for reviewing, approving, and monitoring AI use cases.Conduct routine compliance assessments and monitoring checks to ensure adherence to governance policies and procedures.

Join ThirdBridge as a Senior Compliance Associate and play a pivotal role in ensuring our operations adhere to industry regulations and standards. You will work closely with various teams to monitor compliance processes, conduct audits, and provide guidance on best practices. Your expertise will be instrumental in maintaining our commitment to integrity and transparency.

Title: Director/Partner - Regulatory Compliance & Investigations Department: Regulatory Compliance & Investigations Supervises: Senior Managers and staff Role Type: Full-time Location: New York, NY (Hybrid) We are looking for a dynamic and experienced Director or Partner to lead and elevate our Regulatory Compliance and Investigations (RCI) practice at Anchin. This role is pivotal in driving strategic growth initiatives and enhancing our advisory services. The successful candidate will not only manage high-impact client engagements but also mentor and guide a team of professionals. A robust understanding of regulatory compliance, corporate investigations, and forensic accounting is essential, along with a proven history of business development and client relationship management. Key Responsibilities: Lead and manage complex RCI engagements, including internal investigations, regulatory responses, fraud risk assessments, compliance program development, and forensic accounting. Act as a trusted advisor to clients across various sectors, offering insights on evolving regulatory landscapes and government enforcement trends. Ensure high-quality deliverables, meet deadlines, and maintain client satisfaction on all projects. Drive new business opportunities through networking, relationship building, and participation in industry events and thought leadership. Collaborate with firm leadership to formulate go-to-market strategies and service offerings aligned with client needs and market trends. Grow the RCI practice’s footprint by fostering long-term client relationships and cross-selling services.

Join the City of New York as a Program, Policy & Domestic Violence Regulatory Compliance Specialist. In this pivotal role, you will be tasked with ensuring compliance with domestic violence regulations, developing policies, and implementing programs that support victims. Your work will directly impact the lives of those affected by domestic violence, making it essential to possess a keen understanding of program management and regulatory frameworks.

Join the Compliance Team at Point72The Compliance department at Point72 is recognized as a premier team of compliance experts dedicated to supporting global investment and trading operations. Our mission is to establish and uphold the firm’s compliance policies while delivering real-time advice and conducting thorough pre and post-trade surveillance. Our team is integral to Point72's overall success, collaborating closely with investment professionals and service teams across the organization. We pride ourselves on fostering a culture of mentorship and providing a clear path for career advancement.Your Role and ResponsibilitiesAs a member of the Data Compliance team, you will provide essential compliance and legal support for the firm’s research and data initiatives across various investment strategies, with a keen focus on data integrity, software solutions, and technological advancements. Your key responsibilities will include:Conducting due diligence reviews of potential data providers and non-sell-side vendors to ensure compliance with policies, usage rights, and legal regulations.Preparing detailed due diligence memoranda.Reviewing automated open-source program requests and documenting findings.Providing compliance monitoring and support for research-centric discretionary investment teams and Market Intelligence groups.Assisting quantitative investment strategies and teams with compliance oversight.Negotiating contracts with data and research providers.Contributing to the development and implementation of compliance best practices.Collaborating with the wider Compliance department on various initiatives.Advising stakeholders and management on regulatory developments and assisting in the drafting of policies and training materials.Supporting ad hoc legal and compliance issues, special projects, and strategic initiatives.

About General AtlanticGeneral Atlantic is a prominent global investment firm with over 45 years of experience in providing capital and strategic support to more than 830 companies. Since its inception in 1980, General Atlantic has consistently partnered with visionary entrepreneurs and investors to drive dynamic business growth and create long-term value. The firm operates on the belief that entrepreneurs are pivotal agents of transformational change, combining a collaborative global approach with sector-specific expertise and a profound understanding of growth drivers. This allows General Atlantic to scale innovative companies worldwide. The firm manages approximately $123 billion in assets, with a diverse investment platform that includes Growth Equity, Credit, Climate, and Sustainable Infrastructure strategies. With over 900 professionals across 20 countries, General Atlantic is well-equipped to support its clients. For more details, visit www.generalatlantic.com.Position SummaryGeneral Atlantic is on the lookout for a dedicated and detail-oriented Compliance Associate to become a part of its Legal and Compliance team. Reporting directly to the Deputy Chief Compliance Officer, this role is pivotal in supporting the firm’s global compliance initiatives.The Compliance Associate will primarily focus on the review of marketing and investor-facing materials, aiding in compliance policies and procedures both in the United States and internationally, and participating in broader compliance efforts such as training, testing, and anti-money laundering oversight. This position offers significant exposure to regulatory matters and fosters close collaboration with colleagues in New York City, Amsterdam, and Mumbai.This is an exceptional opportunity for an individual eager to enhance their knowledge of regulatory compliance, improve processes, and thrive in a collaborative, fast-paced environment within a respected registered investment advisory firm.

About UsAt e.l.f. Beauty, Inc., we embrace beauty in all forms. Since our inception in 2004, our dedication to clean and cruelty-free beauty has established e.l.f. Cosmetics as a leading name in the industry. Our diverse portfolio includes e.l.f. Cosmetics, e.l.f. SKIN, and innovative brands such as Well People and Keys Soulcare, among others. With a focus on high-performance, biocompatible skincare and essentials tailored for various skin types, our brands are designed to enhance your daily beauty routine.In Fiscal Year 25, we reported impressive net sales of $1 billion, achieving 28 consecutive quarters of growth, solidifying our position as the #2 mass cosmetics brand in the U.S. Our robust compensation packages include competitive salaries, bonus eligibility, equity options, flexible time off, and a hybrid work environment. We pride ourselves on fostering a unique culture that prioritizes our team's well-being and professional growth.Discover more about our team and careers at: https://www.elfbeauty.com/work-with-usPosition Overview: The Regulatory Coordinator will play a crucial role in supporting regulatory compliance across product development, claims review, packaging compliance, and sustainability initiatives. Reporting to the Regulatory Manager/Senior Manager, you will assist with the regulatory review of ingredients, raw materials, and formulations for cosmetics and OTC products, as well as facilitate global product and site registrations. A collaborative mindset and ability to work seamlessly across functions and with external partners are essential for success in this role.

Company: Oscar HealthLocation: New York, NY (hybrid schedule) Role Overview Oscar Health is hiring an Associate for UM Regulatory Operations. This team supports regulatory operations across the company, working closely with both business and technical groups. The Associate will help ensure that regulatory requirements and departmental needs are represented in company initiatives. What You Will Do Gather and document business requirements for regulatory operations projects Develop detailed project plans and manage project milestones Work with stakeholders to guide key project decisions Apply analytical frameworks to address business challenges Identify risks and develop mitigation strategies across projects This role reports to the Senior Manager of UM Regulatory Operations. Work Location This position is based in Oscar Health’s New York City office. The schedule is hybrid, with three days a week in the office. Thursdays are required in-office days for team meetings and events. The other two in-office days are flexible. Compensation and Benefits Base salary: $96,876 to $127,149 per year Unlimited vacation program Employee benefits Annual performance bonuses

Recursion Pharmaceuticals seeks an Associate Director of Regulatory Operations and Intelligence based in New York, New York. This position manages global regulatory submissions and ensures regulatory intelligence stays current. The role oversees submission workflows, documentation, and the systems supporting Regulatory Affairs. Key Responsibilities Collaboration: Partner with Regulatory Leads to design and implement submission and content strategies for regions such as the US, UK, and EU. Responsibilities include planning, reviewing, publishing, and tracking timelines for submissions like pre-submissions and INDs/CTAs. May contribute to drafting administrative documents, reviewing for accuracy and consistency, identifying documentation gaps, and making technical or grammatical edits. Document Management: Format and publish regulatory documents in line with health authority standards and style guides. Complete final reviews before publishing to ensure compliance, assign correct metadata, and archive materials after publication. Leadership: Independently monitor and analyze global regulatory developments. Summarize requirements and assess business impact to guide strategic decisions for program growth. Record Maintenance: Maintain accurate and complete regulatory records within controlled systems. Update interactive trackers regularly. Tool Development: Drive enhancements to tools and processes for gathering, managing, and distributing regulatory intelligence, utilizing platforms such as InfoDesk, PinkSheets, and Cortellis. Data Migration: Oversee data migration projects for new or existing Regulatory Affairs systems, including analysis, planning, validation, and execution.

Join Wise as a Compliance Manager, where you will play a pivotal role in ensuring that our operations align with regulatory standards. This is a unique opportunity to make an impact in a growing company that values integrity and transparency.Your responsibilities will include developing compliance policies, conducting internal audits, and providing guidance on regulatory matters. As a key member of our team, you will collaborate with various departments to foster a culture of compliance and risk management.