About the job
Join us at IQEQ, a prominent Investor Services group that delivers comprehensive solutions for administration, accounting, reporting, and compliance in the global investment sector.
Your main role will be to support the Head of Compliance and the Money Laundering Compliance Officer (MLCO) in ensuring our business adheres to all relevant regulations while safeguarding against fraud and money laundering risks, as well as exposure to terrorist financing and related reputational threats.
Key Responsibilities -
- Assist the Head of Compliance, MLCO, and the broader Compliance team with daily operational tasks and internal inquiries, ensuring accurate Group-level reporting.
- Manage and monitor the Compliance Monitoring Plan (CMP), ensuring compliance with deadlines, global testing standards, and timely resolution of action items.
- Conduct CMP assessments on Policies and Procedures to evaluate effectiveness and contribute to continuous improvement aligned with Group and regulatory standards.
- Address escalations from screening hits as necessary and assist in integrating regulatory updates into our policies and procedures.
- Ensure compliance with laws and internal policies, apply sound judgment in risk identification, and effectively communicate concerns to senior management.
