About the job
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Who we are:
Join us in shaping a brighter financial future. At SoFi, we are redefining how individuals engage with their personal finances through innovative, mobile-driven technology. As a forward-thinking financial services company and national bank, we empower millions of members to achieve their financial aspirations. Amid a transformative industry landscape, our mission directly influences the lives of our customers, guided by our core values. Embark on a journey to invest in yourself, your career, and the financial sector with us.
The role:
SoFi is looking for a dynamic attorney to support our expanding SoFi Invest division while also providing flexibility to assist other sectors within the SoFi organization.
What you’ll do:
Provide legal advice on issues related to SoFi’s SEC-registered broker-dealer and investment advisory services, including product development, marketing strategies, disclosures, and regulatory risk management.
Offer legal counsel on securities laws, SEC regulations, FINRA guidelines, and relevant state securities statutes.
Collaborate with business and compliance teams to establish governance frameworks, policies, procedures, and supervisory measures.
Draft, review, and negotiate contracts with vendors and service providers that support the SoFi Invest platform.
Monitor legislative and regulatory changes affecting broker-dealers and investment advisors, advising on potential business implications.
Assist in creating customer terms and disclosures.
Manage arbitration cases raised by Invest customers.
Take on additional responsibilities as needed.

