About the job
About Betterment
Betterment is a premier, technology-driven financial services provider, specializing in innovative investing and retirement solutions tailored for retail investors and investment advisors. Additionally, we offer comprehensive financial wellness programs, such as a 401(k) service for small and medium-sized enterprises. Our team is dedicated to our mission: empowering individuals to build wealth confidently and effortlessly. We are based in NYC and provide hybrid working options (four days a week in the office).
About the Role
We are looking for an enthusiastic individual to join our dynamic team and oversee the compliance function at one of the most innovative registered investment advisors and broker-dealers in the industry. You should possess a meticulous attention to detail, a passion for inquiry, and an ability to thrive in a fast-paced environment. With substantial expertise in SEC and FINRA marketing regulations, particularly in marketing reviews, you will have strong leadership skills and be prepared to manage a team of two. You enjoy problem-solving collaboratively across various departments and are excited to engage in a vibrant work atmosphere.
This position is located in our NYC office. The salary range provided below reflects the base salary for this role; actual salaries may vary based on location, experience, and performance. This range is just one aspect of Betterment’s overall compensation package for employees.

