About the job
The Company You’ll Join
Carta is at the forefront of revolutionizing the relationship between founders, investors, and limited partners through our innovative software tailored specifically for the realms of venture capital, private equity, and private credit. With over 65,000 companies across 160 countries relying on our platform, we empower you to build, invest, and scale with unwavering confidence.
Our Fund Administration platform is a trusted resource for more than 9,000 funds and SPVs, managing nearly $185 billion in assets. We provide essential tools designed to amplify the strategic influence of fund CFOs. Celebrated by Fortune, Forbes, Fast Company, Inc., and Great Places to Work, Carta is redefining the landscape of private market infrastructure.
At Carta, we are committed to crafting a comprehensive ERP platform tailored for private markets. Unlike traditional ERP solutions that fall short for Private Funds, our innovative software replaces outdated spreadsheets and disjointed service providers, creating a seamless ERP experience for private capital.
Explore our company culture and office environment on our Carta careers page.
The Problems You'll Solve
Join us on our mission to unlock the potential of equity ownership for a broader audience. As a Compliance Officer, your responsibilities will include:
- Conducting comprehensive KYC/AML reviews and investigations across various sources and teams, while engaging with clients during the AML onboarding process.
- Performing thorough screening for Politically Exposed Persons (PEP), adverse media, and sanctions lists related to Limited Partners, and generating detailed reports based on your findings.
- Ensuring adherence to due diligence policies in accordance with defined KYC as a service or AML onboarding procedures.
- Identifying and addressing the needs of KYC as a service clients to foster satisfaction.
- Managing client relationships from the sales handoff to report delivery, while navigating issues as they arise due to the nature of the product.
- Contributing to projects aimed at enhancing processes, responding to regulatory/audit requests, and strengthening the broader Enterprise AML program.
Additionally, you will manage a diverse queue of time-sensitive AML evaluations.

