About the job
About Futu US Inc.:
Futu US Inc., a leader in the financial services sector, operates as the parent company of two SEC-registered broker-dealers and a cryptocurrency brokerage under the esteemed Futu Holdings Limited (Nasdaq: FUTU). Our commitment to revolutionizing the investment landscape is reflected in our cutting-edge, digital brokerage and wealth management platform, designed to enhance the investment experience for our clients.
Our Key Entities Include:
- Futu Clearing Inc.: An SEC-registered FINRA member providing exceptional clearing and execution services around the globe.
- Moomoo Financial Inc.: Also an SEC-registered FINRA member, we empower retail investors with access to both U.S. and Asian securities markets, ensuring a knowledgeable investment journey.
- Moomoo Technology Inc.: While not a licensed broker-dealer, we offer a data-rich trading platform that provides invaluable insights and tools to optimize your trading strategies.
For further details about our entities and affiliates, visit futuclearing.com or moomoo.com/us to explore the future of investing with confidence and innovation.
About the Team & Role:
The General Compliance Manager will play a pivotal role in our Market Surveillance and Compliance function. You will be tasked with reviewing and escalating potentially manipulative or violative trading activities across a variety of asset classes. The ideal candidate will possess hands-on experience with Nasdaq SMARTS and a robust understanding of the U.S. securities market structure.
Office Location: Jersey City, NJ
This position requires on-site presence at our specified office location, aligning with our in-office work philosophy. Remote work is not an option for this role. For more information about our in-office approach and expectations, please contact the recruiter.

