About the job
Join our dynamic team at Capitex as a Regulatory Compliance Manager, where you will play a pivotal role in supporting the Head of Regulatory Compliance. Your expertise will ensure our bank adheres to all regulatory requirements beyond Financial Crime (AML, KYC, CTF, Sanctions).
This key position focuses on enhancing regulatory assurance throughout the organization, managing regulatory interactions, and ensuring ongoing compliance with CBUAE regulations.
Regulatory Assurance & Monitoring
- Conduct comprehensive regulatory compliance assessments across the bank utilizing internal frameworks (RMS).
- Analyze responses, review supporting evidence, and pinpoint compliance gaps.
- Monitor and follow up on remediation actions with business stakeholders.
- Maintain and regularly update regulatory breach registers and trackers.
- Support assurance activities across both regulatory and non-regulatory functions.
Regulatory Engagement & Reporting
- Serve as the primary point of contact for all regulatory interactions, including CBUAE requests and inspections.
- Facilitate correspondence between the bank and regulators, ensuring prompt and accurate submissions.
- Guarantee all regulatory reporting obligations are fulfilled within set deadlines.
- Assist in escalating significant breaches to senior management and regulators.
Regulatory Advisory & Governance
- Deliver clear and timely regulatory advice to internal stakeholders.
- Review regulatory notices and ensure accurate communication across the business.
- Enhance and maintain the internal regulatory library encompassing CBUAE requirements.
- Prepare detailed reports and submissions for governance forums (e.g., Compliance Committee, Board Risk Committee).
Policies, Training & Oversight
- Review and align policies, procedures, and product programs with regulatory standards.
- Support FATCA/CRS reporting, monitoring, and compliance activities.
- Contribute to the development and delivery of regulatory training and awareness programs.
- Ensure timely delivery of weekly dashboards and internal MIS reporting.

