About the job
About the Role
As a Regulatory Compliance Officer 2, you will play a crucial role in delivering operational support for our Regulatory Compliance function. This position involves assisting in the preparation, review, and coordination of periodic regulatory reporting requirements for our clients. You will adhere to established procedures and work closely with senior team members to ensure the accurate preparation of regulatory returns, timely tracking of submissions, and proper maintenance of reporting documentation. This is an early-intermediate level position focused on structured regulatory reporting tasks, data handling, and supporting compliance-related reporting activities.
Your Responsibilities
- Assist in preparing and formatting periodic regulatory returns according to established templates and client specifications.
- Support senior team members in reviewing draft regulatory filings for accuracy, completeness, and consistency.
- Coordinate with onshore teams to manage timelines, data requirements, and reporting expectations.
- Organize and maintain client documents, regulatory submissions, and reporting records.
- Conduct routine checks on reporting data for accuracy and escalate discrepancies to senior colleagues.
- Provide basic data extraction and consolidation support for regulatory return preparation.
- Assist in preparing documentation for audits or internal reviews related to regulatory reporting.
- Respond to basic inquiries related to reporting and escalate complex questions as necessary.
- Adhere to all established procedures and compliance standards in reporting workflows.
Additional Tasks
- Help prepare and format regulatory reporting templates.
- Assist in collecting, organizing, and validating client data required for reporting.
- Generate routine reports or summaries for senior team member review.
- Maintain organized and up-to-date regulatory submission logs and trackers.
- Perform data checks such as reconciling figures, verifying supporting information, and ensuring document completeness.
- Coordinate with internal teams for timely receipt of data inputs.
- Assist in updating reporting files and maintaining structured documentation repositories.
What We Offer
- Competitive remuneration package based on market rates commensurate with your qualifications and experience.
- Comprehensive wellbeing benefits including HMO coverage from Day 1 for you and 2 dependents, along with group life and accident insurance.
- Generous annual leave policy with 26 days of paid leave (subject to change based on position level).
- Flexible hybrid working arrangements to promote work-life balance.