Operational Compliance Auditor

MetropolisChicago, Illinois, United States

On-site Full-time

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Experience Level

Experience

Qualifications

To succeed in this role, you should possess a keen eye for detail and strong analytical capabilities. A Bachelor's degree in finance, accounting, or a related field is preferred. Experience in compliance auditing, risk assessment, or a similar role will be an asset. You should be well-versed in regulatory requirements and have excellent communication skills to convey findings effectively.

About the job

Join Metropolis as an Operational Compliance Auditor in Chicago, Illinois, where you will play a critical role in ensuring the adherence to regulatory standards and internal policies. In this position, you will conduct audits, assess compliance risks, and provide recommendations to enhance operational efficiency. Your analytical skills will help us uphold our commitment to integrity and excellence.

About Metropolis

Metropolis is a forward-thinking company dedicated to innovation and excellence in our industry. We pride ourselves on fostering a diverse and inclusive workplace where every team member's contributions are valued. Join us to be part of a dynamic organization that prioritizes growth and development.

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Harrison Street Asset Management

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Join Harrison Street Asset Management, a premier global alternative investment management firm, as a Compliance Associate. We specialize in innovative real estate, infrastructure, and credit strategies across North America and Europe, managing over $108 billion in assets for institutional investors and registered investment advisors worldwide.Our Chicago hea…

Mar 30, 2026

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Associate - Regulatory Compliance in Alternative Assets

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Compliance Manager

West Monroe Partners

Full-time|On-site|Chicago; Dallas; Los Angeles; Minneapolis; New York; San Francisco; Seattle

The Compliance Manager at West Monroe Partners focuses on upholding regulatory standards and internal policies across the organization. This position calls for a strong understanding of compliance risks and the ability to develop practical solutions to address them. Role overview This role involves working with teams from different departments to promote ethical practices and a culture of compliance. The Compliance Manager identifies potential risks, advises on best practices, and supports the implementation of compliance strategies. Key responsibilities Monitor and interpret relevant regulations and internal policies Identify compliance risks and recommend mitigation strategies Collaborate with cross-functional teams to reinforce compliance standards Support efforts to foster ethical conduct throughout the company Locations This position is available in Chicago, Dallas, Los Angeles, Minneapolis, New York, San Francisco, and Seattle.

Apr 29, 2026

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Compliance Analyst

DV Trading

Full-time|$70K/yr - $85K/yr|On-site|Chicago

About Us:DV Trading, established over 15 years ago and based in Chicago, has expanded to a workforce of over 450 professionals across North America and Europe. Since our transition from a large brokerage in 2016, we have swiftly evolved into an independent proprietary trading firm, leveraging our own capital, innovative trading strategies, and robust risk management techniques to enhance liquidity in global financial markets and offer hedging solutions to commodity producers and consumers. Our affiliates encompass two broker-dealers, a cryptocurrency market-making firm, and a rapidly growing investment advisory service.Overview:We are seeking a motivated individual to join our Compliance Department and contribute to our expanding team. The ideal candidate will support both our futures and equities trading operations, including the broker-dealer DV Equities.Job Responsibilities:Conduct compliance and trade practice surveillance by reviewing daily reports and addressing inquiries.Facilitate the onboarding process for new broker relationships.Handle KYC requests effectively.Draft and maintain internal risk and compliance policies.Research evolving areas such as cryptocurrency regulations and international compliance standards.

Mar 18, 2026

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Operational Compliance Auditor

Metropolis

Full-time|On-site|Chicago, Illinois, United States

Join Metropolis as an Operational Compliance Auditor in Chicago, Illinois, where you will play a critical role in ensuring the adherence to regulatory standards and internal policies. In this position, you will conduct audits, assess compliance risks, and provide recommendations to enhance operational efficiency. Your analytical skills will help us uphold our commitment to integrity and excellence.

Mar 16, 2026

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Product Compliance Analyst

Zoro Tools, Inc.

Full-time|On-site|Chicago, Illinois, United States

Join Zoro Tools, Inc. as a Product Compliance Analyst and play a pivotal role in ensuring our products meet regulatory standards. You will collaborate closely with product development teams to analyze compliance requirements and assist in the certification process. Your analytical skills will help maintain our commitment to quality and safety in our offerings.

Apr 30, 2026

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Compliance Specialist at zeneducate | Chicago

zeneducate

Full-time|On-site|Chicago

Join zeneducate as a Compliance Specialist in our Chicago office, where you will play a crucial role in ensuring our operations adhere to regulatory standards and internal policies. In this position, you will be responsible for conducting compliance audits, evaluating risk management strategies, and collaborating with various departments to enhance compliance practices. Your expertise will help us maintain our commitment to integrity and excellence.

Apr 30, 2026

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General Opportunities at Marquette Associates | Chicago

Marquette Associates

Full-time|On-site|Chicago

Founded in 1986, Marquette Associates is dedicated to delivering unparalleled investment consulting services. Our mission is to serve as a reliable partner, putting our clients’ interests and goals at the forefront of our operations. With a team that combines real-world experience and a commitment to innovative thinking, we empower our clients to achieve their objectives effectively.If you are interested in future opportunities that are not currently advertised, please submit your resume here for consideration.

Mar 1, 2026

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Senior Compliance Analyst - FIU

Interactive Brokers Group, Inc.

On-site|On-site|Chicago, IL

Company OverviewInteractive Brokers Group, Inc. (Nasdaq: IBKR) is a leading global financial services firm, headquartered in the vibrant town of Greenwich, CT, USA. With a presence in over 15 countries, we have consistently been a pioneer in financial innovation for more than four decades, recognized for our advanced technology and unwavering commitment to our clients.Our affiliates provide comprehensive electronic brokerage services around the clock for stocks, options, futures, currencies, bonds, and funds to clients spanning over 200 nations and territories. We cater to both individual investors and institutional clients, including financial advisors, hedge funds, and introducing brokers. Our state-of-the-art technology, competitive pricing, and expansive global market empower our clients to maximize their investment potential.For six consecutive years, Barron’s has honored Interactive Brokers as the #1 online broker. We invite you to join our dynamic, multinational team and contribute to a company that simplifies and enhances financial opportunities through cutting-edge technology.This role offers a hybrid work model (3 days in the office / 2 days remote).

Feb 9, 2026

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1st Vice President of Compliance at CIM Group | Chicago, IL

CIM Group

Full-time|On-site|Chicago, IL

ABOUT CIM GROUP:CIM Group is a dynamic community-oriented real estate and infrastructure owner, operator, lender, and developer. Our dedicated team collaborates to identify and generate value in real assets, positively impacting the communities we serve. Since our inception in 1994 in Southern California, we have grown into a diverse workforce of over 900 employees, managing projects throughout the Americas. Our initiatives have created jobs, fostered comfortable living and working environments, and established essential, sustainable infrastructure. Our unwavering commitment to enhancing communities drives us to make an even larger impact in the years ahead. We invite you to join us and help make a difference today!POSITION OVERVIEW:As the 1st Vice President of Compliance at CIM Group, you will play a pivotal role in supporting the Chief Compliance Officer (CCO) of CIM and its affiliate, OFS Management (“OFS”). Your primary responsibility will be to ensure that OFS maintains a robust compliance program that adheres to all applicable federal, state, and local laws, regulations, and standards. You will manage the day-to-day operations of the OFS compliance program and oversee a dedicated team of two compliance professionals. Additionally, you will assist the CCO in managing the compliance programs of OFS-managed registered investment companies, which includes overseeing the preparation of their 38a-1 manuals and reports to relevant boards. It is expected that you will take on the role of CCO for at least one of these investment companies. Your commitment to the highest ethical standards and a steadfast dedication to CIM’s and OFS’ culture of compliance will be essential to your success in this role.

Feb 19, 2026

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Senior GRC Associate

Strata Careers

Full-time|On-site|Chicago, IL

Role overview Strata Careers seeks a Senior GRC Associate based in Chicago, IL. This position centers on governance, risk management, and compliance throughout the organization. The Senior GRC Associate plays a key part in developing and maintaining frameworks that align with industry standards and regulatory requirements. What you will do Oversee governance, risk, and compliance (GRC) initiatives across the company Collaborate with teams from various departments to identify and address organizational risks Support compliance activities to ensure adherence to relevant laws and regulations Encourage a culture of accountability and transparency throughout the organization Requirements Background in governance, risk management, and compliance roles Ability to work effectively with multiple teams and stakeholders Strong knowledge of industry standards and regulatory frameworks

Apr 23, 2026

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Risk Strategist - Onboarding and Compliance

Stripe, Inc.

Full-time|Remote|Chicago, US-Remote, Toronto

Join Stripe as a Risk Strategist focusing on Onboarding and Compliance. In this dynamic role, you will be responsible for ensuring that our onboarding processes are secure and compliant with regulatory standards. You will analyze risk factors, develop strategies for risk mitigation, and collaborate with various teams to enhance our compliance efforts.

Mar 19, 2026

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Regulatory and Compliance Attorney

Marquette Associates

Full-time|On-site|Chicago

Founded in 1986, Marquette Associates is dedicated to delivering top-tier investment consulting services. Our commitment to client service positions us as a trusted partner, ensuring that our clients' interests and objectives are at the forefront of our operations. By combining the real-world experience of our team with innovative and critical thinking, we empower our clients to achieve their financial goals.The Regulatory & Compliance Attorney will be instrumental in managing the firm's compliance functions. Reporting directly to the Chief Compliance Officer (CCO), this role is essential for ensuring adherence to regulatory mandates, industry standards, and internal policies. The attorney will cultivate a compliance-focused culture within the organization, mitigate risks, and uphold the firm’s reputation. Additionally, they will spearhead the development, implementation, and ongoing maintenance of compliance programs in response to regulatory changes, while also providing legal insights on matters that affect both the firm and its clientele.

Nov 20, 2025

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Director of Legal & Compliance Business Enablement and Analytics

Eversana

Full-time|On-site|Chicago

Role Overview The Director of Legal & Compliance Business Enablement and Analytics at Eversana guides the integration of legal, compliance, and analytics functions to strengthen operations and governance. This leader shapes company policies and delivers insights that support teams across the organization. Key Responsibilities Lead the alignment of legal and compliance efforts with business analytics to improve organizational effectiveness. Develop and refine policies that support both compliance and business goals. Advise teams on regulatory and compliance matters, ensuring the company meets all relevant requirements. Work closely with cross-functional groups to support business growth while maintaining strong governance standards. Who We’re Looking For Experienced leader skilled in navigating complex legal frameworks. Proven ability to enable business growth while upholding compliance. Strong collaborator who communicates effectively across departments. Location Chicago

Apr 13, 2026

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Compliance Analyst at AlphaSense | Chicago

AlphaSense, Inc.

Full-time|$60K/yr - $60K/yr|On-site|Chicago

About AlphaSense: AlphaSense is a premier market intelligence platform that empowers leading companies to eliminate uncertainty in their decision-making processes. Leveraging advanced AI technology, we deliver reliable insights drawn from a vast array of trusted public and private content, including equity research, company filings, event transcripts, expert calls, and news articles. Our expansive content library is designed to provide professionals with the critical information they need to make informed decisions.With the acquisition of Tegus in 2024, AlphaSense is poised to enhance our mission of enabling smarter decision-making through AI-driven insights. This partnership will foster innovation and growth, broadening our content offerings to deliver even more comprehensive insights. We are proud to serve over 6,000 enterprise clients, including a significant portion of the S&P 500. Established in 2011, AlphaSense is headquartered in New York City and has a global workforce of over 2,000 employees, with offices across the United States, the United Kingdom, Finland, India, Singapore, Canada, and Ireland. Join us in our journey!About the Team:The Compliance team at Tegus by AlphaSense plays a vital role in facilitating meaningful conversations between our clients and industry experts. Due to the sensitive nature of these discussions, maintaining compliance is essential to our operations, contributing significantly to our value proposition. Our team is dedicated to providing actionable insights while upholding the highest legal and regulatory standards.About the Role: As a Compliance Analyst, you will be instrumental in supporting our content generation efforts while safeguarding our clients against potential exposure to sensitive information. You will immerse yourself in Tegus' innovative compliance program, reviewing expert call transcripts to ensure adherence to compliance standards. This is a dynamic role requiring agility and the ability to operate effectively under tight deadlines.

Mar 2, 2026

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Board Compliance Director Volunteer/Intern

The Aparecio Foundation NFP

Internship|On-site|Chicago

As a Volunteer/Intern for the Board Compliance Director position, you will play a vital role in ensuring that all board activities are in alignment with the mission and goals of The Aparecio Foundation. Your responsibilities will include evaluating the effectiveness of board activities, identifying potential safety issues, and ensuring compliance with government laws and our foundation's policies. You will also investigate compliance issues and take corrective actions as needed to uphold our standards.

Oct 20, 2015

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AML Compliance Testing & Monitoring Officer

IBKR

Full-time|On-site|Chicago, IL

Join IBKR as an AML Compliance Testing & Monitoring Officer in our Chicago office, where you will play a critical role in ensuring our compliance with Anti-Money Laundering regulations. Your expertise will help safeguard our operations while enhancing our compliance framework. This position offers a dynamic work environment, opportunities for professional development, and the chance to make a significant impact in our compliance efforts.

Mar 24, 2026

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Night Manager / Contract Compliance Manager

City Wide Facility Solutions

Full-time|On-site|Chicago, Illinois, United States

This is a dynamic in-person role, combining fieldwork and office responsibilities, catering to clients in South Chicagoland and Northwest Indiana.City Wide Facility Solutions is eager to hire a Night Manager or Contract Compliance Manager for our franchise location in Chicago Shores (Southern Chicagoland and Northwest Indiana).Do you possess experience in building maintenance, janitorial services, or related industries? Are you equipped with strong management skills and excellent communication abilities? Are you looking for a full-time evening shift opportunity? If you answered yes, explore this exciting position with City Wide!The Night Manager is responsible for maintaining the highest quality standards across all business operations, with a particular emphasis on enhancing client satisfaction and collaborating effectively with Independent Contractors (ICs). This role requires strong independent initiative while also thriving in teamwork and adapting to a variety of facility settings, including industrial, manufacturing, office, medical, retail, and more. Critical to success is exercising sound judgment in addressing and reporting client concerns, engaging management and other stakeholders as necessary to fully meet client needs.We are looking for a committed team player with strong values, a genuine concern for people, and a consistent commitment to high standards. This individual excels in night operations, fosters positive working relationships, and embodies our brand with pride and professionalism. The ideal Night Manager serves as both a mentor and a problem-solver; someone who communicates with respect, motivates others to achieve excellence, and takes personal responsibility for honoring client commitments and delivering outstanding service.Essential Profile & FunctionsOur ideal Night Manager pairs operational discipline with exceptional interpersonal skills. This person is a dependable problem-solver who inspires others, acts with integrity, pays meticulous attention to detail, and takes pride in providing high-quality service. The ability to work autonomously, apply sound judgment, and represent City Wide with professionalism and pride is crucial for this role. Develop and Maintain Relationships: Cultivate strong, productive partnerships with ICs and in-house labor by effectively communicating client needs, collaborating to resolve issues, and supporting their success. Quality Assurance & Scope Review: Monitor and enforce quality standards through regular reviews of the scope of work, detailed inspections, and ongoing evaluations to ensure retention of existing business and acquisition of new accounts. Communication & Reporting: Provide daily updates and urgent issue notifications to the Facility Solutions Manager through nightly recaps and proactive outreach. Efficiently communicate to enable quick resolution of issues.

Jul 20, 2025

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Co-Founder & CEO - AI RIA Compliance

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Full-time|Remote|Remote — Chicago, Illinois, United States

Join futuresight as a Co-Founder & CEO, where you will play a pivotal role in shaping our innovative AI RIA Compliance solutions. As a visionary leader, you will guide our strategic direction, foster a culture of excellence, and drive the growth of our company in the rapidly evolving landscape of regulatory technology.

Apr 6, 2026

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Senior Director of Compliance - Futures Commission Merchant

NinjaTrader

Full-time|$180K/yr - $230K/yr|Remote|Chicago or Remote*

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Mar 17, 2026

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