Senior Compliance Analyst - FIU

Interactive Brokers Group, Inc.Chicago, IL

On-site Full-time

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Qualifications

Responsibilities:Conduct comprehensive investigations and analyses of client accounts and transactions to identify activities potentially related to money laundering, terrorist financing, or other financial crimes. Examine complex data sets, client profiles, and transaction patterns to detect inconsistencies, anomalies, and risk indicators. Compile clear, organized case files and detailed reports to substantiate findings and support decision-making processes. Collaborate with internal stakeholders to gather pertinent information, escalate concerns, and ensure a cohesive response to identified risks. Monitor and document activity in accordance with internal procedures, regulatory standards, and industry best practices. Remain informed of applicable AML/CFT regulations, emerging trends in financial crime, and internal policies.

About the job

Company Overview

Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a leading global financial services firm, headquartered in the vibrant town of Greenwich, CT, USA. With a presence in over 15 countries, we have consistently been a pioneer in financial innovation for more than four decades, recognized for our advanced technology and unwavering commitment to our clients.

Our affiliates provide comprehensive electronic brokerage services around the clock for stocks, options, futures, currencies, bonds, and funds to clients spanning over 200 nations and territories. We cater to both individual investors and institutional clients, including financial advisors, hedge funds, and introducing brokers. Our state-of-the-art technology, competitive pricing, and expansive global market empower our clients to maximize their investment potential.

For six consecutive years, Barron’s has honored Interactive Brokers as the #1 online broker. We invite you to join our dynamic, multinational team and contribute to a company that simplifies and enhances financial opportunities through cutting-edge technology.

This role offers a hybrid work model (3 days in the office / 2 days remote).

About Interactive Brokers Group, Inc.

Interactive Brokers Group, Inc. is an industry leader in the financial services sector, offering innovative solutions and exceptional service to clients around the globe. With a rich history of technological advancement and a commitment to client success, we are dedicated to providing unparalleled brokerage services, empowering our clients to navigate the financial landscape with confidence.

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General Opportunities at Marquette Associates | Chicago

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Senior Compliance Analyst - FIU

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On-site|On-site|Chicago, IL

Company OverviewInteractive Brokers Group, Inc. (Nasdaq: IBKR) is a leading global financial services firm, headquartered in the vibrant town of Greenwich, CT, USA. With a presence in over 15 countries, we have consistently been a pioneer in financial innovation for more than four decades, recognized for our advanced technology and unwavering commitment to our clients.Our affiliates provide comprehensive electronic brokerage services around the clock for stocks, options, futures, currencies, bonds, and funds to clients spanning over 200 nations and territories. We cater to both individual investors and institutional clients, including financial advisors, hedge funds, and introducing brokers. Our state-of-the-art technology, competitive pricing, and expansive global market empower our clients to maximize their investment potential.For six consecutive years, Barron’s has honored Interactive Brokers as the #1 online broker. We invite you to join our dynamic, multinational team and contribute to a company that simplifies and enhances financial opportunities through cutting-edge technology.This role offers a hybrid work model (3 days in the office / 2 days remote).

Feb 9, 2026

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1st Vice President of Compliance at CIM Group | Chicago, IL

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ABOUT CIM GROUP:CIM Group is a dynamic community-oriented real estate and infrastructure owner, operator, lender, and developer. Our dedicated team collaborates to identify and generate value in real assets, positively impacting the communities we serve. Since our inception in 1994 in Southern California, we have grown into a diverse workforce of over 900 employees, managing projects throughout the Americas. Our initiatives have created jobs, fostered comfortable living and working environments, and established essential, sustainable infrastructure. Our unwavering commitment to enhancing communities drives us to make an even larger impact in the years ahead. We invite you to join us and help make a difference today!POSITION OVERVIEW:As the 1st Vice President of Compliance at CIM Group, you will play a pivotal role in supporting the Chief Compliance Officer (CCO) of CIM and its affiliate, OFS Management (“OFS”). Your primary responsibility will be to ensure that OFS maintains a robust compliance program that adheres to all applicable federal, state, and local laws, regulations, and standards. You will manage the day-to-day operations of the OFS compliance program and oversee a dedicated team of two compliance professionals. Additionally, you will assist the CCO in managing the compliance programs of OFS-managed registered investment companies, which includes overseeing the preparation of their 38a-1 manuals and reports to relevant boards. It is expected that you will take on the role of CCO for at least one of these investment companies. Your commitment to the highest ethical standards and a steadfast dedication to CIM’s and OFS’ culture of compliance will be essential to your success in this role.

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