Compliance Analyst

Join our dynamic team at Maven Securities Holding Ltd. as a Compliance Analyst. In this pivotal role, you will ensure that our operations adhere to regulatory standards and best practices. Your analytical skills will be essential in monitoring compliance policies and procedures, conducting audits, and identifying areas for improvement.

Join Ocorian as a Compliance Consultant in our Regulatory & Compliance division. In this pivotal role, you will help navigate complex regulatory environments, ensuring that our clients adhere to legal standards and best practices.As a Compliance Consultant, you will leverage your expertise to provide insightful guidance and support. Your responsibilities will include conducting thorough compliance assessments, developing compliance programs, and collaborating closely with clients to foster a culture of compliance.

Job Responsibilities:- Spearhead and supervise the compliance operations across all divisions of the company.- Formulate and execute compliance policies and procedures to guarantee adherence to regulatory mandates.- Evaluate and enhance the efficacy of compliance controls and systems, implementing improvements as needed.- Provide expert advice and support to senior management on compliance-related issues.- Conduct regular compliance risk assessments and audits to pinpoint potential vulnerabilities.- Collaborate with regulatory agencies, ensuring timely reporting and resolution of compliance matters.- Lead and mentor the compliance team, promoting a culture of integrity and ethical conduct.- Stay informed on industry trends and regulatory changes to ensure ongoing compliance with all relevant laws.

The Director of Compliance at fuku oversees compliance efforts across all business units in Hong Kong. This position ensures that operations align with regulatory requirements and internal standards. The role involves shaping compliance policies, monitoring their application, and driving ongoing improvements. What you will do Lead the compliance function for the entire organization, covering multiple business units. Develop and enforce policies and procedures to meet regulatory obligations. Assess the effectiveness of compliance systems and recommend improvements as needed. Advise senior management on compliance matters and emerging risks. Conduct regular risk assessments and audits to identify and address vulnerabilities. Maintain communication with regulatory agencies, ensuring timely reporting and resolution of compliance issues. Mentor and guide the compliance team, fostering a strong ethical culture. Stay informed about industry trends and regulatory changes to ensure ongoing compliance. Requirements Experience leading compliance functions in a regulated environment. Strong understanding of regulatory frameworks relevant to Hong Kong. Ability to design and implement effective compliance policies and controls. Skilled in risk assessment, audit processes, and team leadership.

About Our Client: A leading EAM firm in Hong Kong, known for its commitment to excellence and innovation in asset management.Key Responsibilities:- Formulate, execute, and oversee compliance policies and procedures to guarantee adherence to relevant laws, regulations, and industry standards.- Perform regular compliance risk assessments and audits across various business units.- Remain abreast of regulatory changes and convey pertinent updates to management and staff.- Deliver training and support to employees on compliance-related matters and ethical business practices.- Investigate and address compliance issues, providing reports and recommendations to senior management.- Collaborate with regulatory bodies and external auditors as necessary.- Timely prepare and submit compliance reports and documentation.- Foster a robust compliance culture throughout the organization.Qualifications:- Bachelor’s degree in Law, Business Administration, Finance, or a relevant field; professional compliance certification (e.g., CCEP, CRCM) is advantageous.- At least 3 years of experience in a compliance role, ideally within the technology or asset management sectors.- Profound knowledge of relevant laws, regulations, and industry standards (e.g., SOX, GDPR, ISO).- Strong analytical, problem-solving, and organizational skills.- Outstanding communication and interpersonal skills.- High ethical standards and meticulous attention to detail.- Ability to work autonomously and collaboratively within a dynamic environment.- Proficiency in compliance management software and Microsoft Office Suite.- Fluent in English, Mandarin, and Cantonese.

About the PositionWe are seeking a dedicated Employee Compliance Specialist to serve as a vital contact for managing various employee compliance obligations within our Hong Kong office. The ideal candidate will be adept at addressing inquiries and clearly explaining processes to a diverse set of colleagues and external stakeholders. Your collaborative spirit will be essential in enhancing and implementing our compliance procedures.Key responsibilities of this role include:Overseeing the SFC licensing and trader registration processes with external partnersAdministering the Personal Account Dealing Policy, responding to inquiries, and managing compliance breachesCoordinating our Continuous Professional Training (CPT) program and collaborating with relevant stakeholders to develop educational contentIdentifying areas for improvement in employee compliance policies and processes, and implementing effective enhancementsPartnering with external vendors to optimize and maintain various compliance toolsManaging the entire SFC “Manager-in-Charge” (MIC) registration and exchange registration processes for certified individualsGenerating management reports to be presented to MICs and other stakeholdersThis position is part of our Legal and Compliance team, a group of committed professionals with a profound understanding of legal standards, a strong dedication to regulatory compliance, and a passion for safeguarding our employees as they focus on their responsibilities.

About the CompanyJoin avomind, a pioneering leader in on-demand knowledge solutions that empower investors and business leaders with critical insights for success. With a global presence in nine cities and a dedicated team of over 1500 professionals, we provide 24/7 support to elite investment funds, consultancies, and enterprises. Established in 2008, our rapidly expanding, founder-led organization is at the forefront of innovation.Position OverviewThe Research Compliance team plays a vital role in managing both internal and external compliance matters, facilitating the growth of our most dynamic business segments worldwide. As a Research Compliance Associate, you will work under the guidance of the Research Compliance Manager and collaborate closely with the Legal, Client Protection, and Research teams, among other key stakeholders. Your key responsibilities will include: Assessing expert profiles and project requirements to ensure the effective delivery of expert insights by the Research team. Editing, proofreading, and screening written materials (transcripts) to guarantee compliance with our client’s legal and regulatory standards. Partnering with the Research team and various stakeholders to address compliance-related concerns. Conducting legal and compliance training sessions for the Research team and associated parties. Creating and updating compliance policies for our Research services. At avomind, you will enjoy the freedom and independence to manage your daily tasks and the chance to take initiative. This role is perfect for individuals eager to gain experience in legal and operations while gaining insight into the commercial and organizational dynamics of a forward-thinking global company. We seek candidates who are eager to join a high-performance team and genuinely contribute to our growth journey. The ideal candidate will possess: Exceptional proofreading skills and a keen eye for detail. The ability to prioritize effectively, manage time efficiently, and remain highly organized in a fast-paced environment. Determination, ambition, and a results-oriented approach, taking projects from inception to completion. Career Development Years 0–2: Research Compliance Associates are tasked with reviewing research to ensure alignment with legal and compliance frameworks while upholding company standards. Years 2+: As a Senior Research Compliance Associate, you will spearhead significant compliance initiatives and mentor team members towards excellence. Years 3+: Progress into the role of Research Compliance Manager, leading strategic compliance efforts.

Join OKX as an HR Compliance Manager, where you will play a pivotal role in ensuring that our HR practices align with local and international regulations. You will be responsible for developing, implementing, and monitoring compliance programs aimed at mitigating risks and ensuring adherence to labor laws.In this dynamic position, you will collaborate with various departments to promote a culture of compliance and ethical behavior across the organization. Your insights will directly contribute to our commitment to maintaining a fair and equitable workplace.

Join Airwallex as a Regulatory Compliance ManagerAt Airwallex, we are redefining the payments landscape for global businesses through our innovative financial platform. As a Regulatory Compliance Manager based in Hong Kong, you will play a crucial role in ensuring compliance with local regulations while fostering growth and strategic objectives.As part of our dynamic Global Regulatory Compliance Team, you will collaborate closely with stakeholders to provide expert advice and oversight, contributing to the success of our operations in the region. Join a team that champions transparency and high performance, where your work will have a meaningful impact.

Join nium as a Deputy Money Laundering Reporting Officer (MLRO) / Manager in Regulatory Compliance. In this pivotal role, you will be responsible for ensuring that our compliance framework adheres to the highest standards of regulatory requirements, particularly in relation to anti-money laundering (AML) and counter-terrorism financing (CTF). You will lead compliance initiatives, conduct risk assessments, and collaborate with various teams to mitigate compliance risks effectively.

We are looking for a dedicated Product Compliance Manager specializing in Apparel and Softline products to join our team at Quince. In this pivotal role, you will oversee compliance processes, ensuring that all products meet industry standards and regulations. Your expertise will drive our commitment to quality and sustainability while collaborating with various departments to enhance our product offerings.

Join Animoca Brands Corporation Limited, a pioneering leader in the Web3 space, where we harness tokenization and blockchain technology to empower consumers with digital property rights. Our mission is to build an open metaverse and foster its extensive network effects. We operate through three dynamic business pillars: spearheading Web3 ventures that propel blockchain integration with proprietary initiatives such as Moca Network, Anichess, The Sandbox, Open Campus, NEOM Web3 projects, and a groundbreaking stablecoin initiative in collaboration with Standard Chartered and HKT; offering digital asset advisory services such as tokenomics consultancy, liquidity management, and institutional-level research to support the growth of external Web3 projects; and investment management, managing a diverse portfolio of over 540 investments in industry leaders like Pudgy Penguins, Yuga Labs, Axie Infinity, Polygon, Consensys, Magic Eden, OpenSea, Dapper Labs, YGG, and many more.

Company OverviewInteractive Brokers Group, Inc. (Nasdaq: IBKR) is a leading global financial services firm headquartered in Greenwich, CT, USA, with a robust presence in over 15 countries. With over 40 years of expertise in financial innovation, we are renowned for our advanced technology and commitment to client satisfaction.Our affiliates provide comprehensive electronic brokerage services to clients in more than 200 countries and territories, covering stocks, options, futures, currencies, bonds, and funds. We cater to both individual investors and a variety of institutions, including financial advisors, hedge funds, and introducing brokers. Our cutting-edge technology, competitive pricing, and expansive market access empower our clients to optimize their investment strategies.Recognized by Barron’s as the #1 online broker for six consecutive years, Interactive Brokers invites you to join our vibrant, diverse team and play a role in transforming financial opportunities through state-of-the-art technology.Role OverviewWe are seeking a diligent and detail-oriented FIU Analyst to join our team. This role involves reviewing and analyzing customer cashiering activities in accordance with our AML/CTF policy. The ideal candidate will thrive in a fast-paced environment and exhibit a strong willingness to learn.ResponsibilitiesThe successful candidate will be responsible for:Monitoring and analyzing cashiering transactions conducted by IBKR clients within the Asia Pacific region.Engaging with clients regarding monitoring and surveillance-related inquiries.Reviewing current surveillance systems and providing recommendations for enhancements.Overseeing projects aimed at implementing necessary regulatory changes and enhancements.Keeping abreast of market conduct, AML regulations, and other relevant legal updates.Staying informed about developments in APAC and international regulatory frameworks.Required Qualifications and Skills:Knowledge of AML/CTF regulations.Experience in responding to exchange and regulatory inquiries.Proficiency in English, both written and spoken.Strong communication skills and a background in customer service are advantageous.Excellent quantitative, analytical, and problem-solving abilities.A solid academic foundation in a related field.

We are seeking a skilled and motivated Business Analyst to join our prestigious team at fuku, one of Asia's leading hedge funds. This role is pivotal in enhancing our investor relations and operational efficiency. You will be responsible for representing the firm in professional correspondences with stakeholders, supporting subscription and redemption processes, and actively participating in sales and client servicing initiatives. Your contributions will include data entry, analysis, reporting, arranging meetings and trips, and conducting vital market research.In addition to investor relations, you will provide essential support in compliance and risk management, handling account openings, regulatory filings, and drafting compliance policies. Your role will also involve participating in process enhancement projects and assisting with transaction due diligence.Operationally, you will support trade confirmations, reconciliations, NAV calculations, and corporate actions while driving process improvements and automation initiatives. If you possess a keen analytical mindset and are eager to thrive in a fast-paced environment, we invite you to apply!

Join OKX as the Director of Product Compliance, where you will lead our efforts to ensure regulatory compliance across our innovative crypto products. Your expertise will shape the compliance strategy, ensuring that our offerings meet all relevant legal standards while fostering user trust and satisfaction. Collaborate with cross-functional teams to enhance asset management solutions, and drive initiatives that prioritize user experience and transparency in crypto funding and portfolio management.

Job Level: Entry Level Start Date: July/September 2026 About the Role The Research Compliance team at AlphaSights is an energetic and forward-thinking department that plays a vital role in supporting the growth of our fastest-evolving business segments on a global scale. As a Research Compliance Associate, you will work under the guidance of the Research Compliance Manager situated in Hong Kong, collaborating closely with the Research teams to ensure the secure and compliant delivery of our Research products. You will also engage with the Legal and Client Protection departments, as well as various other stakeholders throughout the organization. Your key responsibilities will include: Evaluating expert profiles and project specifications to facilitate the provision of expert insights to our clients through the Research team. Editing, formatting, and meticulously reviewing written outputs (such as transcripts) to guarantee adherence to AlphaSights’ legal and compliance standards, as well as relevant regulatory mandates. Partnering with the Research team and other business stakeholders to address any compliance-related issues that arise. Providing training on legal and compliance matters to the Research team and other key stakeholders. Drafting and upholding compliance policies for our Research services. We encourage you to take initiative and work autonomously in your daily tasks, presenting an excellent opportunity for individuals eager to gain experience in compliance, legal affairs, and operations while gaining direct insight into the commercial and organizational dynamics of a globally innovative company. We seek candidates who aspire to join our high-performance team, make a tangible impact, and contribute to AlphaSights’ growth journey. Many successful candidates exhibit the following traits: Exceptional proofreading skills and an acute eye for detail. Adept at prioritizing tasks effectively, managing time efficiently, remaining organized, and executing quickly in a fast-paced environment. Determination, ambition, and a results-oriented mindset, taking ownership of projects from inception through to completion.

Galaxy Digital Holdings seeks a Vice President of Compliance for the APAC region, based in Hong Kong. This position sits within the Legal & Compliance team and supports the company's growing presence in digital assets across Asia Pacific. Role overview This role focuses on overseeing compliance activities for the APAC business. The Vice President of Compliance will help ensure that Galaxy Digital's operations in the region meet all relevant regulatory requirements. As digital assets and related regulations evolve, the position requires proactive engagement with emerging legal and compliance issues. Key responsibilities Oversee compliance matters for APAC regional business activities Ensure adherence to applicable regulatory requirements Support the Legal & Compliance team as the digital asset landscape develops Your profile Galaxy Digital is looking for a highly qualified and driven compliance professional. The ideal candidate brings experience in legal and compliance functions within financial services or digital assets. A strong understanding of regional regulations and a proactive approach to new compliance challenges are important for success in this role. Our culture The team values performance excellence, open feedback, and a mission-first mindset. Galaxy Digital fosters a culture where independent decision-making, transparent disagreement, and effective collaboration are encouraged. The company is committed to building high-achieving teams and driving innovation in finance and technology.

At AlixPartners, we take pride in addressing the most intricate and pressing challenges faced by organizations, swiftly transitioning from analysis to actionable solutions that create enduring value for companies, their employees, and the communities they serve. We are dedicated to fostering an inclusive environment that respects and honors the diverse needs of our employees, clients, and communities. Our commitment to diversity enhances our collective experiences, and we continuously strive to improve our initiatives, policies, and practices. We ensure accountability by cultivating a space where authenticity, growth, and equity flourish for everyone. The Risk Advisory practice at AlixPartners provides expert guidance and leadership to businesses and senior management, assisting them in navigating critical regulatory, risk, and legal issues. Our clientele includes global organizations, and as a member of the Risk Advisory team, you will collaborate with seasoned experts and leaders who possess extensive experience in investigations, disputes, and risk management. Our interdisciplinary team of specialists offers innovative solutions to client challenges in risk and compliance, integrating data analytics, behavioral science, and regulatory expertise to help clients tackle an increasingly complex risk landscape. This expert team is entrusted with a diverse array of high-impact, high-stakes matters, guiding clients through transformational changes often prompted by regulatory or legal requirements, complex organizational dynamics, or assisting senior management in achieving strategic goals. AlixPartners embraces a hybrid work model that promotes flexibility and supports our employees' work-life balance. This model combines remote work with in-person engagements at client sites or AlixPartners offices. While travel is a component of this role, the frequency will vary based on client needs, team dynamics, and individual circumstances.

Role Overview Maven Securities Holding Ltd is hiring a Japan Analyst in Hong Kong. This position focuses on researching market trends and delivering insights that inform investment strategies across Asian markets. What You Will Do Analyze developments in Japanese markets and related sectors Conduct thorough research to support investment decisions Present findings that help guide strategic planning Location This role is based in Hong Kong.

Join Interactive Brokers Hong Kong Limited as an APAC Risk Assessment Analyst within our expanding Risk Assessment Team. In this role, you will play a crucial part in ensuring compliance with Anti-Money Laundering (AML) regulations, Know-Your-Customer (KYC) protocols, and managing politically exposed persons (PEP) assessments. Your expertise will help facilitate seamless client onboarding while building lasting relationships with retail clients and professionals alike. This position offers an exciting opportunity to engage with a diverse client base and contribute to our commitment to regulatory excellence.