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Assistant Compliance Manager

IQEQSt Peter Port
On-site Full-time

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Experience Level

Experience

Qualifications

ICA Diploma or a similar professional qualification. Proven commitment to Continued Professional Development (CPD). A minimum of three years' experience in a Compliance role.(Desirable) Experience within the Trust and Fiduciary sector. Strong proficiency in Microsoft Office applications.

About the job

Join us at IQEQ, a prominent Investor Services group that delivers comprehensive solutions for administration, accounting, reporting, and compliance in the global investment sector.

Your main role will be to support the Head of Compliance and the Money Laundering Compliance Officer (MLCO) in ensuring our business adheres to all relevant regulations while safeguarding against fraud and money laundering risks, as well as exposure to terrorist financing and related reputational threats.

Key Responsibilities -

  • Assist the Head of Compliance, MLCO, and the broader Compliance team with daily operational tasks and internal inquiries, ensuring accurate Group-level reporting.
  • Manage and monitor the Compliance Monitoring Plan (CMP), ensuring compliance with deadlines, global testing standards, and timely resolution of action items.
  • Conduct CMP assessments on Policies and Procedures to evaluate effectiveness and contribute to continuous improvement aligned with Group and regulatory standards.
  • Address escalations from screening hits as necessary and assist in integrating regulatory updates into our policies and procedures.
  • Ensure compliance with laws and internal policies, apply sound judgment in risk identification, and effectively communicate concerns to senior management.

About IQEQ

IQEQ is a leading Investor Services provider, delivering extensive administration, accounting, reporting, and compliance solutions worldwide. With a global workforce of over 5,800 across 25 jurisdictions, we manage assets under administration exceeding US$750 billion and partner with 13 of the world's top 15 private equity firms. Our commitment to Environmental, Social, and Governance (ESG) principles is supported by cutting-edge technology, including a global data platform and innovative proprietary tools, all backed by our in-house experts.

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